1575 中国Ａ３００ 2019-09-03 15:50:00
令和元年12月期ChinaAMC CSI 300 Index ETF-JDR中間決算短信 [pdf]
令和元年 12 月期 中間決算短信（平成 31 年 1 月 1 日～令和元年 6 月 30 日）
Interim Earning Report for Fiscal Year ending December 2019 (January 1, 2019 – June 30, 2019)
令和元年 9 月 3 日
September 3, 2019
フ ァ ン ド 名 ChinaAMC CSI 300 Index ETF-JDR 上場取引所 東
コ ー ド 番 号 1575 売買単位 10 口
連 動 対 象 指 標 CSI300 指数
主 要 投 資 資 産 株式
管 理 会 社 チャイナ・アセット・マネジメント（香港） ・リミテッド
Ｕ Ｒ Ｌ http://etfjdr.chinaamc.com.hk
代 表 者 (役職名) 最高経営責任者 (氏名) 張 霄岭
アンダーソン・毛利・友常
問合せ先責任者 (役職名) (氏名) 飛岡 和明 (TEL) 03(6775)1000
法律事務所 弁護士
Fund name: ChinaAMC CSI 300 Index ETF-JDR Listed Exchange: TSE
Code: 1575 Trading unit: 10 units
Underlying indicator: CSI 300 Index
Primary invested assets: Stocks
Management co.: China Asset Management (Hong Kong) Limited
URL: http://etfjdr.chinaamc.com.hk
Representative: (Title) Chief Executive Officer (Name) Zhang Xiaoling
Anderson Mori & Tomotsune,
Contact person: (Title) (Name) Kazuaki Tobioka (TEL) 03(6775)1000
Attorney-at-law
半期報告書提出予定日 令和元年 9 月 30 日
Scheduled date of submission of Semi-annual Report: September 30, 2019
Ⅰ ファンドの運用状況
I Fund Management
１． 令和元年 6 月中間期の運用状況（平成 31 年 1 月 1 日～令和元年 6 月 30 日）
1. Management Status for Half-Year ended June 2019 (from January 1, 2019 to June 30, 2019)
（１）信託財産である外国 ETF の資産内訳 （百万円未満切捨て）
(1) Assets of Trust Asset Foreign ETF (amounts below 1 mil. yen are discarded)
主要投資資産 現金・預金・その他の資産（負債控除後） 合計（純資産）
Primary Invested Assets Cash/Deposits/Other Assets (excluding liabilities) Total (Net Assets)
金額 構成比 金額 構成比 金額 構成比
Amount ratio Amount ratio Amount ratio
百万円 ％ 百万円 ％ 百万円 ％
JPY mil. % JPY mil. % JPY mil. %
元年 6 月中間期
SAN ended June 228,148 99.20 1,834 0.80 229,983 100
2019
30 年 12 月期
FY ended December 185,197 99.45 1,030 0.55 186,228 100
2018
（２）信託財産である外国 ETF の設定・交換実績
(2) Creation and Redemption of Trust Asset Foreign ETF
前計算期間末発行済口数 設定口数 交換口数 当中間計算期間末発行済口数
No. of Issued Units at End of No. of Units No. of Units No. of Issued Units at End of
Previous Calculation Period Created Redeemed Semi-annual Period
(①) (②) (③) (①＋②－③)
千口 千口 千口 千口
‘000 units ‘000 units ‘000 units ‘000 units
元年 6 月中間期
SAN ended June 384,750 74,550 87,000 372,300
2019
30 年 12 月期
FY ended December 269,700 214,650 99,600 384,750
2018
（３）信託財産である外国 ETF の基準価額
(3) Net Asset Value of Trust Asset Foreign ETF
1 口当たり基準価額
((③/当中間計算期間末（前計算期間
総資産 負債 純資産
末）発行済口数)×1)
Total Assets Liabilities Net Assets
Net Asset Value per 1 unit
(①) (②) (③(①－②))
((③/No. of Issued Units at End of Semi-annul
Period (Previous Calculation Period))×1)
百万円 百万円 百万円 円
JPY mil. JPY mil. JPY mil. JPY
元年 6 月中間期
SAN ended June 230,262 279 229,983 618
2019
30 年 12 月期
FY ended December 186,773 545 186,228 484
2018
（４）上場外国 ETF 信託受益証券に係る設定・交換実績
(4) Creation and Redemption of Listed Foreign ETF Trust Beneficiary Certificates (JDR)
前計算期間末発行済口数 設定口数 交換口数 当中間計算期間末発行済口数
No. of Issued Units at End of No. of Units No. of Units No. of Issued Units at End of
Previous Calculation Period Created Redeemed Semi-annual Period
(①) (②) (③) (①＋②－③)
千口 千口 千口 千口
‘000 units ‘000 units ‘000 units ‘000 units
元年 6 月中間期
SAN ended June 220 0 0 220
2019
30 年 12 月期
FY ended December 110 110 0 220
2018
（５）上場外国 ETF 信託受益証券の分配金
(5) Dividend Payment of Listed Foreign ETF Trust Beneficiary Certificates (JDR)
1 口当たり分配金
Dividend per 1 unit
円
JPY
元年 6 月中間期
0
SAN ended June 2019
30 年 12 月期
FY ended December 5
2018
注） 日本円への換算は、1 人民元 = 15.76 円（2019 年 7 月 31 日東京時間午後 3 時現在のブルームバーグに
よる米国ドル/人民元（CNH）及び米国ドル/日本円の仲値）により計算されています。
Note: Conversion into Japanese yen has been made at the exchange rate of RMB 1.00 = JPY 15.76, calculated from the
middle rates for USD-RMB and USD-JPY as of 15:00 Tokyo time on July 31, 2019 published by Bloomberg.
２． 信託財産である外国 ETF の会計方針の変更
2. Change in Accounting Policies of Trust Asset Foreign ETF
（１）会計基準等の改正に伴う会計方針の変更 ：無
(1) Changes accompanying revision to accounting standards, etc. ：No
（２）
（１）以外の会計方針の変更 ：無
(2) Changes other than those in (1) ：No
ChinaAMC ETF Series
ChinaAMC CSI 300 Index ETF
Unaudited Semi-Annual Report
For the period from
1 January 2019 to 30 June 2019
UNAUDITED SEMI-ANNUAL REPORT
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
For the period from 1 January 2019 to 30 June 2019
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
CONTENTS
Pages
MANAGEMENT AND ADMINISTRATION 1-3
REPORT OF THE MANAGER TO THE UNITHOLDERS 4-5
UNAUDITED FINANCIAL STATEMENTS
Statement of financial position 6
Statement of comprehensive income 7
Statement of changes in net assets attributable to unitholders 8
Statement of cash flows 9
INVESTMENT PORTFOLIO (UNAUDITED) 10 – 18
MOVEMENTS IN INVESTMENT PORTFOLIO (UNAUDITED) 19 – 28
PERFORMANCE RECORD (UNAUDITED) 29
DISTRIBUTION DISCLOSURE (UNAUDITED) 30
INVESTMENT LIMITATION AND PROHIBITIONS
UNDER THE SFC CODE (UNAUDITED) 31
IMPORTANT:
Any opinion expressed herein reflects the Manager’s view only and is subject to change. For more
information about the Sub-Fund, please refer to the prospectus of the Sub-Fund which is available at our
website: http://www.chinaamc.com.hk/en/products/etf/csi300/documents.html
Investors should not rely on the information contained in this report for their investment decisions.
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MANAGEMENT AND ADMINISTRATION
Manager and RQFII Holder Administrator and Custodian
China Asset Management (Hong Kong) Limited Citibank, N.A.
37/F, Bank of China Tower 50/F, Champion Tower
1 Garden Road Three Garden Road
Central, Hong Kong Central, Hong Kong
Directors of the Manager Registrar
Mr Yang Minghui Computershare Hong Kong Investor Services
Mr Zhang Xiaoling Limited
Ms Li Yimei 46/F, Hopewell Centre
Mr Gan Tian 183 Queen’s Road East
Mr Li Min Wanchai, Hong Kong
Trustee Service Agent
Cititrust Limited HK Conversion Agency Services Limited
50/F, Champion Tower 2/F, Infinitus Plaza
Three Garden Road 199 Des Voeux Road
Central, Hong Kong Central, Hong Kong
PRC Custodian Legal Counsel to the Manager
Citibank (China) Co., Limited Simmons & Simmons
Citigroup Tower 13/F, One Pacific Place
No. 33, Hua Yuan Shi Qiao Road 88 Queensway
Lu Jia Zui Finance and Trade Area, Shanghai Central, Hong Kong
People’s Republic of China
Auditor
Ernst & Young
22/F, CITIC Tower
1 Tim Mei Avenue
Central, Hong Kong
1
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MANAGEMENT AND ADMINISTRATION (continued)
Participating Dealers
ABN AMRO Clearing Hong Kong Limited Goldman Sachs (Asia) Securities Limited
70/F, International Commerce Centre 68/F, Cheung Kong Center
1 Austin Road West 2 Queen’s Road
Kowloon, Hong Kong Central, Hong Kong
BNP Paribas Securities (Asia) Limited Guotai Junan Securities (Hong Kong) Limited
59/F-63/F, Two International Finance Centre 27/F, Low Block, Grand Millennium Plaza
8 Finance Street 181 Queen’s Road
Central, Hong Kong Central, Hong Kong
BOCI Securities Limited Haitong International Securities Company Limited
18/F, Grand Millennium Plaza 35/F, Infinitus Plaza
181 Queen’s Road 199 Des Voeux Road
Central, Hong Kong Central, Hong Kong
China International Capital Corporation J.P. Morgan Broking (Hong Kong) Limited
Hong Kong Securities Limited 33/F, One Island East
29/F, One International Finance Centre 18 Westlands Road, Island East
1 Harbour View Street Hong Kong
Central, Hong Kong
China Merchants Securities (HK) Co., Limited Macquarie Bank Limited
48/F, One Exchange Square Level 18, One International Finance Centre
8 Connaught Place 1 Harbour View Street
Central, Hong Kong Central, Hong Kong
CITIC Securities Brokerage (HK) Limited Merrill Lynch Far East Limited
26/F, CITIC Tower 55/F, Cheung Kong Center
1 Tim Mei Avenue 2 Queen’s Road
Central, Hong Kong Central, Hong Kong
CITIGROUP GLOBAL MARKETS ASIA Morgan Stanley Hong Kong Securities Limited
LIMITED 46/F, International Commerce Centre
50/F, Champion Tower 1 Austin Road West
Three Garden Road Kowloon, Hong Kong
Central, Hong Kong
Credit Suisse Securities (Hong Kong) Limited Nomura International (Hong Kong) Limited
88/F, International Commerce Centre 30/F, Two International Finance Centre
1 Austin Road West 8 Finance Street
Kowloon, Hong Kong Central, Hong Kong
Deutsche Securities Asia Limited SG Securities (HK) Limited
52/F, International Commerce Centre 38/F, Pacific Place 3
1 Austin Road West 1 Queen’s Road East
Kowloon, Hong Kong Admiralty, Hong Kong
2
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MANAGEMENT AND ADMINISTRATION (continued)
Participating Dealers (continued)
The Hongkong and Shanghai Banking Corporation Yuanta Securities (Hong Kong) Company Limited
Limited 23/F, Tower 1, Admiralty Centre
Level 18, HSBC Main Building 18 Harcourt Road
1 Queen’s Road Admiralty, Hong Kong
Central, Hong Kong
UBS Securities Hong Kong Limited
42/F, One Exchange Square
Central, Hong Kong
3
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
REPORT OF THE MANAGER TO THE UNITHOLDERS
Introduction
The ChinaAMC CSI 300 Index ETF (the “Sub-Fund”), a sub-fund of ChinaAMC ETF Series, an umbrella
unit trust established under Hong Kong law by a trust deed dated 28 May 2012 between China Asset
Management (Hong Kong) Limited (the “Manager”) and Cititrust Limited (the “Trustee”). The Sub-Fund
is a physical exchange traded fund investing directly in underlying A-Shares. Its RMB counter (stock
code: 83188) and HKD counter (stock code: 03188) commenced trading on the Stock Exchange of Hong
Kong Limited (the “SEHK”) on 17 July 2012 and 26 October 2012 respectively. The Sub-Fund is an
index-tracking fund that seeks to track the performance of the CSI 300 Index (the “Index”).
The Manager primarily use a full replication strategy through investing directly in securities included in
the Index with substantially the same weightings in which they are included in the Index, through the
Renminbi Qualified Foreign Institutional Investor (“RQFII”) investment quota of RMB 11.45 billion (as
of 30 June 2019) granted to the Manager by the State Administration of Foreign Exchange (the “SAFE”).
The Manager may also use a representative sampling strategy where it is not possible to acquire certain
securities which are constituents of the Index due to restrictions or limited availability. This means that
the Sub-Fund will invest directly in a representative sample of securities that collectively has an
investment profile that aims to reflect the profile of the Index, through the RQFII investment quota
granted to the Manager by the SAFE. The securities constituting the representative sample may or may
not themselves be constituents of the Index.
Performance of the Sub-Fund
The investment objective of the Sub-Fund is to provide investment results that, before fees and expenses,
closely correspond to the performance of the Index. There can be no assurance that the Sub-Fund will
achieve its investment objective.
The performance of the Sub-Fund is in below (Total Returns in respective currency123):
1-Month 3-Month Since Launch
The Index 6.06% -0.15% 84.76%4
RMB Counter of the Sub-Fund (NAV-to-NAV) 5.88% -0.47% 71.50%5
RMB Counter of the Sub-Fund (Market-to-Market) 6.52% -0.63% 61.98%5
HKD Counter of the Sub-Fund (NAV-to-NAV) 6.28% -2.98% 59.10%6
HKD Counter of the Sub-Fund (Market-to-Market) 6.71% -2.94% 58.26%6
1
Source: Bloomberg, as of 30 June 2019. Performances of CSI 300 Index and RMB Counter of the Sub-Fund are calculated in RMB while
performances of HKD Counter of the Sub-Fund are calculated in HKD.
2
Past performance figures shown are not indicative of the future performance of the Sub-Fund.
3
With effect from 25 April 2017, China Asset Management Co., Ltd ceased to be the investment adviser of the Sub-Fund. The performance of the
Sub-Fund prior to 25 April 2017 was achieved under circumstances that no longer apply.
4
Calculated since 16 July 2012.
5
Calculated since 17 July 2012.
6
Calculated since 26 October 2012.
4
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
REPORT OF THE MANAGER TO THE UNITHOLDERS (continued)
Activities of the Sub-Fund
According to Bloomberg, the average daily trading volume of the Sub-Fund was approximately
16,201,568 units from 1 January 2019 to 30 June 2019. As of 30 June 2019, there were 372,300,000 units
outstanding.
Activities of the Index
There were 1 rebalances for the Index from 1 January 2019 to 30 June 2019. As of 30 June 2019, the Sub-
Fund comprised of all 300 constituent stocks in the Index.
China Asset Management (Hong Kong) Limited
22 August 2019
5
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF FINANCIAL POSITION
As at 30 June 2019
30 June 2019 31 December 2018
(Unaudited) (Audited)
RMB RMB
ASSETS
Financial assets at fair value through profit or loss 14,476,433,167 11,751,134,225
Other receivable 101,572 105,269
Cash and cash equivalents 134,047,893 99,894,957
TOTAL ASSETS 14,610,582,632 11,851,134,451
LIABILITIES
Management fee payable 7,891,822 6,843,073
Custodian, fund administration and trustee fees payable 7,555,588 3,330,735
Amounts due to participating dealers – 22,479,440
Other payables and accruals 2,272,941 1,962,060
TOTAL LIABILITIES 17,720,351 34,615,308
NET ASSETS ATTRIBUTABLE TO UNITHOLDERS 14,592,862,281 11,816,519,143
NUMBER OF UNITS IN ISSUE 372,300,000 384,750,000
NET ASSET VALUE PER UNIT 39.1965 30.7122
6
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF COMPREHENSIVE INCOME
For the period from 1 January 2019 to 30 June 2019
1 January 2019 to 1 January 2018 to
30 June 2019 30 June 2018
(Unaudited) (Unaudited)
RMB RMB
INCOME
Dividend income 152,564,027 106,695,920
Interest income 191,040 158,768
Other income – 683
152,755,067 106,855,371
EXPENSES
Management fee ( 49,946,872) ( 36,664,111)
Brokerage fee ( 5,913,344) ( 4,465,177)
Custodian, fund administration and trustee fees ( 5,104,326) ( 3,916,628)
Audit fee ( 62,803) ( 62,803)
Index licensing fee ( 25,765) ( 25,765)
Data licensing fee ( 2,854,107) ( 2,095,092)
Professional fee ( 137,500) ( 228,423)
Interest expense ( 160) –
Other operating expenses ( 4,846,255) ( 2,899,638)
( 68,891,132) ( 50,357,637)
PROFIT BEFORE INVESTMENT AND EXCHANGE
DIFFERENCES 83,863,935 56,497,734
INVESTMENT GAINS/(LOSSES) AND EXCHANGE
DIFFERENCES
Net change in unrealised gains or losses on financial assets
at fair value through profit or loss 2,965,596,462 ( 1,618,310,027)
Net realised gains or losses on financial assets at fair value
through profit or loss 100,804,904 78,567,805
NET INVESTMENTS AND EXCHANGE
GAINS/(LOSSES) 3,066,401,366 ( 1,539,742,222)
PROFIT/(LOSS) BEFORE TAX 3,150,265,301 ( 1,483,244,488)
Withholding income tax expenses ( 15,375,694) ( 10,710,961)
TOTAL COMPREHENSIVE INCOME ( 3,134,889,607) ( 1,493,955,449)
7
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO UNITHOLDERS
For the period from 1 January 2019 to 30 June 2019
1 January 2019 to 1 January 2018 to
30 June 2019 30 June 2018
(Unaudited) (Unaudited)
RMB RMB
At 1 January 11,816,519,143 11,093,007,702
Issue of units 2,862,124,836 2,461,052,884
Redemption of units ( 3,220,671,305) ( 1,730,333,640)
Total comprehensive income 3,134,889,607 ( 1,493,955,449)
At 30 June 14,592,862,281 10,329,771,497
8
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF CASH FLOWS
For the period from 1 January 2019 to 30 June 2019
1 January 2019 to 1 January 2018 to
30 June 2019 30 June 2018
(Unaudited) (Unaudited)
RMB RMB
CASH FLOWS FROM OPERATING ACTIVITIES
Profit/(loss) before tax 3,150,265,301 ( 1,483,244,488)
(Increase)/decrease in financial assets at fair value through
profit or loss ( 2,725,298,942) 780,916,850
Decrease in other receivable 3,697 167,633
Increase/(decrease) in management fee payable 1,048,749 ( 6,014)
Increase/(decrease) in custodian, fund administration and
trustee fees payable 4,224,853 ( 2,073,537)
Increase in other payables and accruals 310,881 1,250,669
Decrease in amount due to broker ( 22,479,440) –
Cash generated from/(used in) operations 408,075,099 ( 702,988,887)
Tax paid ( 15,375,694) ( 10,710,961)
Net cash flows generated from/(used in) operating
activities 392,699,405 ( 713,699,848)
CASH FLOWS FROM FINANCING ACTIVITIES
Proceeds from issue of units 2,862,124,836 2,461,052,884
Payments on redemption of units ( 3,220,671,305) ( 1,749,597,894)
Net cash flows (used in)/generated from financing
activities ( 358,546,469) 711,454,990
NET INCREASE/(DECREASE) IN CASH AND CASH
EQUIVALENTS 34,152,936 ( 2,244,858)
Cash and cash equivalents at the beginning of the period 99,894,957 94,106,564
CASH AND CASH EQUIVALENTS AT THE END OF
THE PERIOD 134,047,893 91,861,706
ANALYSIS OF CASH AND CASH EQUIVALENTS
Cash at banks 134,047,893 91,861,706
NET CASH FLOWS FROM OPERATING ACTIVITIES
INCLUDE:
Dividend received net withholding tax 137,198,178 95,997,178
Interest received net withholding tax 181,195 146,549
Interest expenses paid 160 -
9
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss
Listed securities
China
Basic Material
ADAMA Ltd 530,266 5,684,452 0.04%
Aluminum Corp of China Ltd 7,633,458 29,923,155 0.21%
Angang Steel Co Ltd 2,806,404 10,636,271 0.07%
Baiyin Nonferrous Group Co Ltd 1,009,200 4,430,388 0.03%
Baoshan Iron & Steel Co Ltd 10,405,704 67,637,076 0.46%
Beijing Sanju Environmental Protection and New Material Co Ltd 1,371,899 10,879,159 0.07%
Bluestar Adisseo Co 346,300 3,591,131 0.02%
China Molybdenum Co Ltd 8,248,460 32,663,902 0.22%
China Northern Rare Earth Group High-Tech Co Ltd 2,541,908 32,638,099 0.22%
Ganfeng Lithium Co Ltd 916,041 21,462,841 0.15%
Hengli Petrochemical Co Ltd 1,227,743 14,929,355 0.10%
Hesteel Co Ltd 4,958,828 14,826,896 0.10%
Inner Mongolia BaoTou Steel Union Co Ltd 21,289,873 35,979,885 0.25%
Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd 3,942,776 12,971,733 0.09%
Jiangxi Copper Co Ltd 1,213,357 19,098,239 0.13%
Lomon Billions Group Co Ltd 713,800 10,585,654 0.07%
Pangang Group Vanadium Titanium & Resources Co Ltd 5,018,900 17,014,071 0.12%
Rongsheng Petro Chemical Co Ltd 1,470,509 17,734,339 0.12%
Shandong Gold Mining Co Ltd 861,332 35,461,038 0.24%
Shandong Nanshan Aluminum Co Ltd 8,375,640 18,928,946 0.13%
Sinopec Shanghai Petrochemical Co Ltd 2,562,668 13,223,367 0.09%
Tianqi Lithium Corp 796,853 20,144,444 0.14%
Tongling Nonferrous Metals Group Co Ltd 7,372,687 18,136,810 0.12%
Wanhua Chemical Group Co Ltd 1,827,736 78,208,823 0.54%
Zangge Holding Co Ltd 700,646 5,794,342 0.04%
Zhejiang Huayou Cobalt Co Ltd 755,032 16,089,732 0.11%
Zhejiang Longsheng Group Co Ltd 3,035,885 47,875,906 0.33%
Zhongjin Gold Corp Ltd 2,013,444 20,678,070 0.14%
Zijin Mining Group Co Ltd 14,138,193 53,300,988 0.37%
Communication Services
Beijing Xinwei Technology Group Co Ltd 1,724,829 7,554,751 0.05%
China Spacesat Co Ltd 693,579 15,640,206 0.11%
China United Network Communications Ltd 10,869,964 66,958,978 0.46%
Fiberhome Telecommunication Technologies Co Ltd 814,621 22,695,341 0.16%
10
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Communication Services (continued)
Focus Media Information Technology Co Ltd 11,993,465 63,445,430 0.43%
Foxconn Industrial Internet Co Ltd 1,388,287 16,728,858 0.11%
Hengtong Optic-electric Co Ltd 1,553,143 26,030,677 0.18%
Hithink RoyalFlush Information Network Co Ltd 250,960 24,684,426 0.17%
Jiangsu Zhongtian Technology Co Ltd 2,870,956 26,326,667 0.18%
Mango Excellent Media Co Ltd 244,705 10,045,140 0.07%
Shanghai Oriental Pearl Group Co Ltd 2,402,547 25,322,845 0.17%
Shenzhen Sunway Communication Co Ltd 916,100 22,398,645 0.15%
Wangsu Science & Technology Co Ltd 2,270,560 24,476,637 0.17%
ZTE Corp 2,775,554 90,288,772 0.62%
Consumer, Cyclical
Air China Ltd 3,489,196 33,391,606 0.23%
BAIC BluePark New Energy Technology Co Ltd 490,000 4,047,400 0.03%
Beijing Enlight Media Co Ltd 1,025,690 6,974,692 0.05%
BYD Co Ltd 1,054,848 53,501,891 0.37%
China Eastern Airlines Corp Ltd 4,583,010 28,735,473 0.20%
China Film Co Ltd 864,789 13,542,596 0.09%
China Grand Automotive Services Group Co Ltd 3,816,936 17,023,535 0.12%
China International Travel Service Corp Ltd 1,145,755 101,571,181 0.70%
China Southern Airlines Co Ltd 4,014,864 30,994,750 0.21%
Chongqing Changan Automobile Co Ltd 2,275,031 15,083,456 0.10%
Fuyao Glass Industry Group Co Ltd 1,642,621 37,336,775 0.26%
Great Wall Motor Co Ltd 1,405,732 11,625,404 0.08%
Gree Electric Appliances Inc of Zhuhai 5,625,134 309,382,370 2.12%
Guangzhou Automobile Group Co Ltd 1,078,124 11,783,895 0.08%
Haier Smart Home Co Ltd 4,269,162 73,813,811 0.51%
Hainan Airlines Holding Co Ltd 13,434,830 27,272,705 0.19%
Hangzhou Robam Appliances Co Ltd 550,851 14,950,096 0.10%
Hengyi Petrochemical Co Ltd 1,322,460 18,064,804 0.12%
HLA Corp Ltd 2,099,128 19,039,091 0.13%
Huayu Automotive Systems Co Ltd 1,834,899 39,633,818 0.27%
Kuang-Chi Technologies Co Ltd 502,861 4,671,579 0.03%
Leyard Optoelectronic Co Ltd 2,073,277 16,233,759 0.11%
Midea Group Co Ltd 5,403,460 280,223,436 1.92%
Perfect World Co Ltd/China 607,381 15,676,504 0.11%
SAIC Motor Corp Ltd 4,091,866 104,342,583 0.72%
Shanghai Pharmaceuticals Holding Co Ltd 1,341,189 24,342,580 0.17%
11
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Consumer, Cyclical (continued)
Songcheng Performance Development Co Ltd 842,611 19,498,019 0.13%
Spring Airlines Co Ltd 432,096 19,444,320 0.13%
Suning.com Co Ltd 4,347,301 49,907,015 0.34%
TCL Corp 12,651,453 42,129,338 0.29%
Wanda Film Holding Co Ltd 972,063 17,924,842 0.12%
Weichai Power Co Ltd 5,602,309 68,852,378 0.47%
Wuchan Zhongda Group Co Ltd 2,017,051 10,932,416 0.07%
Youngor Group Co Ltd 4,098,312 26,024,281 0.18%
Zhejiang Supor Co Ltd 195,085 14,793,296 0.10%
Zhengzhou Yutong Bus Co Ltd 1,547,646 20,150,351 0.14%
Consumer, Non-Cyclical
Aier Eye Hospital Group Co Ltd 1,449,546 44,892,440 0.31%
Anhui Gujing Distillery Co Ltd 140,777 16,683,482 0.11%
Beijing Tongrentang Co Ltd 646,673 18,753,517 0.13%
Changchun High & New Technology Industry Group Inc 164,113 55,470,194 0.38%
Chengdu Kanghong Pharmaceutical Group Co Ltd 300,210 9,882,913 0.07%
Chongqing Zhifei Biological Products Co Ltd 556,794 23,997,821 0.16%
Dong-E-E-Jiao Co Ltd 532,475 21,203,155 0.15%
Foshan Haitian Flavouring & Food Co Ltd 948,706 99,614,130 0.68%
Guangdong Haid Group Co Ltd 927,327 28,654,404 0.20%
Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd 661,729 27,111,037 0.19%
Guangzhou Port Co Ltd 2,159,042 9,024,796 0.06%
Hebei Yangyuan Zhihui Beverage Co Ltd 492,664 18,267,981 0.13%
Henan Shuanghui Investment & Development Co Ltd 1,160,861 28,893,830 0.20%
Huadong Medicine Co Ltd 1,017,070 26,403,137 0.18%
Hualan Biological Engineering Inc 983,569 29,989,019 0.21%
Hubei Jumpcan Pharmaceutical Co Ltd 387,376 11,663,891 0.08%
Inner Mongolia Yili Industrial Group Co Ltd 7,124,576 238,032,084 1.63%
Jiangsu Hengrui Medicine Co Ltd 3,621,291 239,005,206 1.64%
Jiangsu Yanghe Brewery Joint-Stock Co Ltd 706,145 85,838,986 0.59%
Jointown Pharmaceutical Group Co Ltd 662,775 8,191,899 0.06%
Kweichow Moutai Co Ltd 581,601 572,295,384 3.92%
Lepu Medical Technology Beijing Co Ltd 1,247,915 28,727,003 0.20%
Luzhou Laojiao Co Ltd 848,926 68,618,689 0.47%
Meinian Onehealth Healthcare Holdings Co Ltd 2,189,837 27,241,572 0.19%
Muyuan Foodstuff Co Ltd 975,093 57,325,717 0.39%
New Hope Liuhe Co Ltd 2,462,847 42,779,652 0.29%
Ningbo Zhoushan Port Co Ltd 4,620,738 20,285,040 0.14%
12
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Consumer, Non-Cyclical (continued)
Qingdao Port International Co Ltd 562,700 4,721,053 0.03%
Shandong Buchang Pharmaceuticals Co Ltd 516,264 13,304,123 0.09%
Shanghai Fosun Pharmaceutical Group Co Ltd 1,178,081 29,805,449 0.20%
Shanghai International Port Group Co Ltd 3,784,829 25,812,534 0.18%
Shanghai RAAS Blood Products Co Ltd 1,742,518 12,110,500 0.08%
Shanxi Xinghuacun Fen Wine Factory Co Ltd 301,995 20,852,755 0.14%
Shenzhen Salubris Pharmaceuticals Co Ltd 489,046 10,944,849 0.08%
Sichuan Kelun Pharmaceutical Co Ltd 1,007,893 29,964,659 0.21%
Tasly Pharmaceutical Group Co Ltd 1,056,044 17,477,528 0.12%
Tonghua Dongbao Pharmaceutical Co Ltd 1,428,848 22,004,259 0.15%
Tongwei Co Ltd 2,265,000 31,845,900 0.22%
Walvax Biotechnology Co Ltd 1,439,392 40,821,157 0.28%
Wens Foodstuffs Group Co Ltd 4,335,978 155,488,171 1.07%
Wuliangye Yibin Co Ltd 2,264,531 267,101,431 1.83%
WuXi AppTec Co Ltd 129,656 11,238,582 0.08%
YanAn Bicon Pharmaceutical Listed Co 534,528 9,300,787 0.06%
Yonghui Superstores Co Ltd 4,470,240 45,641,150 0.31%
Yunnan Baiyao Group Co Ltd 601,641 50,188,892 0.34%
Zhangzhou Pientzehuang Pharmaceutical Co Ltd 346,316 39,895,603 0.27%
Zhejiang NHU Co Ltd 1,504,560 29,022,962 0.20%
Diversified
Avic Capital Co Ltd 6,291,414 34,099,464 0.23%
Zhejiang China Commodities City Group Co Ltd 3,173,157 13,073,407 0.09%
Energy
China Coal Energy Co Ltd 2,128,770 10,218,096 0.07%
China Oilfield Services Ltd 686,597 6,611,929 0.05%
China Petroleum & Chemical Corp 15,616,047 85,419,777 0.59%
China Shenhua Energy Co Ltd 3,844,207 78,344,939 0.54%
LONGi Green Energy Technology Co Ltd 2,963,497 68,486,416 0.47%
Offshore Oil Engineering Co Ltd 2,583,732 14,468,899 0.10%
PetroChina Co Ltd 9,453,231 65,038,229 0.45%
Shaanxi Coal Industry Co Ltd 4,673,704 43,185,025 0.30%
Yanzhou Coal Mining Co Ltd 1,034,480 11,244,798 0.08%
13
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Financial
Agricultural Bank of China Ltd 44,726,137 161,014,093 1.10%
Anxin Trust Co Ltd 2,557,563 12,915,693 0.09%
Bank of Beijing Co Ltd 17,274,758 102,093,820 0.70%
Bank of Changsha Co Ltd 442,737 4,223,711 0.03%
Bank of Chengdu Co Ltd 2,107,975 18,613,419 0.13%
Bank of China Ltd 24,611,463 92,046,872 0.63%
Bank of Communications Co Ltd 32,081,706 196,340,041 1.35%
Bank of Guiyang Co Ltd 2,253,469 19,492,507 0.13%
Bank of Hangzhou Co Ltd 2,401,340 20,003,162 0.14%
Bank of Jiangsu Co Ltd 8,093,867 58,761,474 0.40%
Bank of Nanjing Co Ltd 6,934,741 57,280,961 0.39%
Bank of Ningbo Co Ltd 3,037,562 73,630,503 0.50%
Bank of Shanghai Co Ltd 6,384,997 75,662,214 0.52%
Bohai Leasing Co Ltd 2,170,547 8,508,544 0.06%
Caitong Securities Co Ltd 2,936,343 32,241,046 0.22%
Changjiang Securities Co Ltd 4,517,074 35,278,348 0.24%
China CITIC Bank Corp Ltd 3,579,982 21,372,493 0.15%
China Construction Bank Corp 7,834,289 58,287,110 0.40%
China Everbright Bank Co Ltd 18,588,841 70,823,484 0.49%
China Fortune Land Development Co Ltd 2,097,834 68,326,453 0.47%
China Galaxy Securities Co Ltd 1,504,600 18,431,350 0.13%
China Great Wall Securities Co Ltd 404,300 6,747,767 0.05%
China Life Insurance Co Ltd 1,947,749 55,160,252 0.38%
China Merchants Bank Co Ltd 12,037,503 433,109,358 2.97%
China Merchants Securities Co Ltd 3,333,263 56,965,465 0.39%
China Merchants Shekou Industrial Zone Holdings Co Ltd 2,766,842 57,826,998 0.40%
China Minsheng Banking Corp Ltd 28,990,524 184,089,827 1.26%
China Pacific Insurance Group Co Ltd 3,673,822 134,131,241 0.92%
China Vanke Co Ltd 5,679,550 157,948,286 1.08%
Chinalin Securities Co Ltd 311,344 5,759,864 0.04%
CITIC Securities Co Ltd 9,190,992 218,837,520 1.50%
CSC Financial Co Ltd 520,510 10,972,351 0.08%
Dongxing Securities Co Ltd 1,610,148 19,128,558 0.13%
East Money Information Co Ltd 6,269,933 84,957,592 0.58%
Everbright Securities Co Ltd 2,278,420 26,019,556 0.18%
Financial Street Holdings Co Ltd 1,387,207 10,875,703 0.07%
Founder Securities Co Ltd 4,801,903 34,141,530 0.23%
Gemdale Corp 2,634,978 31,435,288 0.22%
14
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Financial (continued)
GF Securities Co Ltd 3,457,303 47,503,343 0.33%
Greendland Holdings Corp Ltd 4,260,420 29,098,669 0.20%
Guosen Securities Co Ltd 2,871,563 37,789,769 0.26%
Guotai Junan Securities Co Ltd 5,263,175 96,579,261 0.66%
Guoyuan Securities Co Ltd 2,357,678 21,619,907 0.15%
Haitong Securities Co Ltd 9,448,874 134,079,522 0.92%
Huatai Securities Co Ltd 4,254,660 94,964,011 0.65%
Huaxia Bank Co Ltd 7,188,184 55,349,017 0.38%
Hubei Biocause Pharmaceutical Co Ltd 2,304,125 14,953,771 0.10%
Industrial & Commercial Bank of China Ltd 25,189,023 148,363,345 1.02%
Industrial Bank Co Ltd 16,975,922 310,489,613 2.13%
Industrial Securities Co Ltd 5,473,361 36,890,453 0.25%
Jiangsu Zhongnan Construction Group Co Ltd 2,169,995 18,792,157 0.13%
Jinke Properties Group Co Ltd 2,493,553 15,036,125 0.10%
New China Life Insurance Co Ltd 975,185 53,664,431 0.37%
Orient Securities Co Ltd/China 4,182,367 44,667,680 0.31%
People's Insurance Co Group of China Ltd/The 1,243,500 11,800,815 0.08%
Ping An Bank Co Ltd 10,019,997 138,075,559 0.95%
Ping An Insurance Group Co of China Ltd 12,650,519 1,120,962,489 7.68%
Poly Developments and Holdings Group Co Ltd 8,326,193 106,242,223 0.73%
Red Star Macalline Group Corp Ltd 471,700 5,731,155 0.04%
RiseSun Real Estate Development Co Ltd 2,028,491 19,047,530 0.13%
SDIC Capital Co Ltd 1,975,210 27,672,692 0.19%
Seazen Holdings Co Ltd 1,050,632 41,825,660 0.29%
Shanghai Lujiazui Finance & Trade Zone Development Co Ltd 1,025,501 15,895,266 0.11%
Shanghai Pudong Development Bank Co Ltd 13,707,374 160,102,128 1.10%
Shenwan Hongyuan Group Co Ltd 10,526,824 52,739,388 0.36%
Shenzhen Overseas Chinese Town Co Ltd 4,786,888 33,268,872 0.23%
Sinolink Securities Co Ltd 2,826,950 27,477,954 0.19%
SooChow Securities Co Ltd 2,799,037 28,690,129 0.20%
Southwest Securities Co Ltd 3,292,089 16,262,920 0.11%
Tianfeng Securities Co Ltd 605,700 6,565,788 0.04%
Western Securities Co Ltd 2,041,341 20,576,717 0.14%
Xinhu Zhongbao Co Ltd 5,024,204 15,776,001 0.11%
Yango Group Co Ltd 1,897,240 12,294,115 0.08%
Zheshang Securities Co Ltd 1,553,100 14,443,830 0.10%
15
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Industrials
360 Security Technology Inc 475,197 10,159,712 0.07%
AECC Aviation Power Co Ltd 1,047,580 23,790,542 0.16%
Anhui Conch Cement Co Ltd 2,329,389 96,669,644 0.66%
Avary Holding Shenzhen Co Ltd 294,046 8,633,191 0.06%
AVIC Aircraft Co Ltd 1,609,706 25,352,870 0.17%
AVIC Jonhon Optronic Technology Co Ltd 594,207 19,882,166 0.14%
AVIC Shenyang Aircraft Co Ltd 490,913 14,251,204 0.10%
AVICOPTER PLC 338,613 13,889,905 0.10%
BBMG Corp 3,899,100 14,660,616 0.10%
Beijing New Building Materials PLC 986,838 17,891,373 0.12%
Beijing Orient Landscape & Environment Co Ltd 1,887,653 11,325,918 0.08%
Beijing Oriental Yuhong Waterproof Technology Co Ltd 1,042,400 23,620,784 0.16%
Beijing Originwater Technology Co Ltd 2,209,004 17,208,141 0.12%
Chaozhou Three-Circle Group Co Ltd 1,222,488 23,777,392 0.16%
China Avionics Systems Co Ltd 609,282 9,041,745 0.06%
China Communications Construction Co Ltd 2,742,870 31,049,288 0.21%
China Gezhouba Group Co Ltd 3,226,426 20,100,634 0.14%
China Jushi Co Ltd 2,455,492 23,400,839 0.16%
China National Chemical Engineering Co Ltd 2,300,194 13,847,168 0.09%
China Petroleum Engineering Corp 1,957,700 8,261,494 0.06%
China Railway Construction Corp Ltd 5,377,416 53,505,289 0.37%
China Railway Group Ltd 8,704,540 56,753,601 0.39%
China Shipbuilding Industry Co Ltd 10,686,175 59,415,133 0.41%
China Shipbuilding Industry Group Power Co Ltd 798,368 18,857,452 0.13%
China State Construction Engineering Corp Ltd 24,508,137 140,921,788 0.97%
COSCO SHIPPING Holdings Co Ltd 4,518,089 22,680,807 0.16%
CRRC Corp Ltd 11,360,545 91,906,809 0.63%
Daqin Railway Co Ltd 6,944,785 56,183,311 0.39%
Fangda Carbon New Material Co Ltd 1,884,318 23,158,268 0.16%
GoerTek Inc 2,271,453 20,193,217 0.14%
Guangzhou Baiyun International Airport Co Ltd 1,210,101 22,023,838 0.15%
Hangzhou Hikvision Digital Technology Co Ltd 4,372,088 120,582,187 0.83%
Han's Laser Technology Industry Group Co Ltd 996,603 34,263,211 0.23%
Lens Technology Co Ltd 907,188 6,323,100 0.04%
Luxshare Precision Industry Co Ltd 2,888,517 71,606,336 0.49%
Metallurgical Corp of China Ltd 8,344,470 25,367,189 0.17%
Minmetals Capital Co Ltd 606,100 5,715,523 0.04%
NARI Technology Co Ltd 2,163,322 40,324,322 0.28%
OFILM Group Co Ltd 2,218,528 17,393,260 0.12%
16
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Industrials (continued)
Oppein Home Group Inc 152,982 16,463,923 0.11%
Power Construction Corp of China Ltd 8,932,587 47,253,385 0.32%
Sany Heavy Industry Co Ltd 6,845,377 89,537,531 0.61%
SF Holding Co Ltd 723,054 24,554,914 0.17%
Shanghai Construction Group Co Ltd 5,199,842 19,551,406 0.13%
Shanghai Electric Group Co Ltd 4,116,117 22,144,709 0.15%
Shanghai International Airport Co Ltd 1,131,663 94,810,726 0.65%
Shenzhen Inovance Technology Co Ltd 1,168,928 26,780,140 0.18%
Siasun Robot & Automation Co Ltd 1,273,433 19,394,385 0.13%
STO Express Co Ltd 351,196 8,758,828 0.06%
Suzhou Gold Mantis Construction Decoration Co Ltd 1,867,860 19,257,637 0.13%
TBEA Co Ltd 4,338,691 31,455,510 0.22%
Transfar Zhilian Co Ltd 1,519,900 11,444,847 0.08%
Tunghsu Optoelectronic Technology Co Ltd 5,117,788 26,305,430 0.18%
XCMG Construction Machinery Co Ltd 5,481,339 24,446,772 0.17%
Xiamen C & D Inc 1,652,229 14,671,794 0.10%
Xiamen Intretech Inc 165,700 6,463,957 0.04%
Xinjiang Goldwind Science & Technology Co Ltd 3,224,565 40,081,343 0.27%
YTO Express Group Co Ltd 433,300 5,342,589 0.04%
Yunda Holding Co Ltd 332,732 10,254,800 0.07%
Zhejiang Chint Electrics Co Ltd 1,004,148 23,185,777 0.16%
Zhejiang Sanhua Intelligent Controls Co Ltd 1,614,792 17,036,056 0.12%
Zoomlion Heavy Industry Science and Technology Co Ltd 5,995,705 36,034,187 0.25%
Technology
Aisino Corp 1,301,268 29,994,227 0.21%
Beijing Shiji Information Technology Co Ltd 375,192 13,578,198 0.09%
BOE Technology Group Co Ltd 27,673,261 95,196,018 0.65%
Dawning Information Industry Co Ltd 736,400 25,847,640 0.18%
DHC Software Co Ltd 2,185,898 15,279,427 0.10%
Giant Network Group Co Ltd 711,217 12,922,813 0.09%
Gigadevice Semiconductor Beijing Inc 202,371 17,545,566 0.12%
Glodon Co Ltd 786,400 25,864,696 0.18%
Hoshine Silicon Industry Co Ltd 124,901 5,877,841 0.04%
Hundsun Technologies Inc 749,937 51,108,207 0.35%
17
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2019
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Technology (continued)
Iflytek Co Ltd 1,712,002 56,906,946 0.39%
Sanan Optoelectronics Co Ltd 2,864,583 32,312,496 0.22%
Shenzhen Goodix Technology Co Ltd 114,666 15,915,641 0.11%
Tsinghua Tongfang Co Ltd 2,766,042 25,032,680 0.17%
Unisplendour Corp Ltd 329,025 8,965,931 0.06%
Wuhu Sanqi Interactive Entertainment Network Technology Group Co
Ltd 1,240,663 16,810,984 0.12%
Yonyou Network Technology Co Ltd 1,453,792 39,077,929 0.27%
Zhejiang Century Huatong Group Co Ltd 1,730,531 18,897,399 0.13%
Zhejiang Dahua Technology Co Ltd 2,100,090 30,493,307 0.21%
Utilities
China National Nuclear Power Co Ltd 5,453,531 30,321,632 0.21%
China Yangtze Power Co Ltd 7,706,659 137,949,196 0.95%
GD Power Development Co Ltd 13,761,728 34,954,789 0.24%
Huadian Power International Corp Ltd 3,800,264 14,326,995 0.10%
Huaneng Lancang River Hydropower Inc 2,102,300 8,556,361 0.06%
Huaneng Power International Inc 5,128,103 31,948,082 0.22%
SDIC Power Holdings Co Ltd 3,962,804 30,790,987 0.21%
Sichuan Chuantou Energy Co Ltd 2,058,139 18,317,437 0.13%
Zhejiang Zheneng Electric Power Co Ltd 4,762,497 21,050,237 0.14%
TOTAL INVESTMENTS, AT FAIR VALUE 14,476,433,167 99.29%
TOTAL INVESTMENTS, AT COST 12,913,134,682
18
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss
Listed securities
360 Security Technology Inc 507,297 99,400 - 131,500 475,197
ADAMA Ltd 303,200 285,066 - 58,000 530,266
AECC Aviation Power Co Ltd 1,115,280 198,800 - 266,500 1,047,580
Agricultural Bank of China Ltd 47,852,637 9,139,200 - 12,265,700 44,726,137
Aier Eye Hospital Group Co Ltd 1,198,347 264,903 332,596 346,300 1,449,546
Air China Ltd 3,735,166 720,030 - 966,000 3,489,196
Aisino Corp 1,391,635 261,233 - 351,600 1,301,268
Aluminum Corp of China Ltd 8,214,058 1,559,900 - 2,140,500 7,633,458
Angang Steel Co Ltd 2,303,863 447,210 647,631 592,300 2,806,404
Anhui Conch Cement Co Ltd 2,502,912 482,577 - 656,100 2,329,389
Anhui Gujing Distillery Co Ltd - 140,777 - - 140,777
Anxin Trust Co Ltd 2,731,063 518,600 - 692,100 2,557,563
Avary Holding Shenzhen Co Ltd - 294,046 - - 294,046
AVIC Aircraft Co Ltd 1,734,371 334,035 - 458,700 1,609,706
Avic Capital Co Ltd 5,612,641 1,942,673 - 1,263,900 6,291,414
AVIC Jonhon Optronic Technology Co
Ltd 495,090 99,290 155,427 155,600 594,207
AVIC Shenyang Aircraft Co Ltd 523,800 99,313 - 132,200 490,913
AVICOPTER PLC 358,413 49,700 - 69,500 338,613
BAIC BluePark New Energy Technology
Co Ltd - 490,000 - - 490,000
Baiyin Nonferrous Group Co Ltd 1,065,300 211,100 - 267,200 1,009,200
Bank of Beijing Co Ltd 18,489,700 3,524,258 - 4,739,200 17,274,758
Bank of Changsha Co Ltd - 442,737 - - 442,737
Bank of Chengdu Co Ltd 497,575 1,726,400 - 116,000 2,107,975
Bank of China Ltd 26,334,063 5,041,100 - 6,763,700 24,611,463
Bank of Communications Co Ltd 34,328,934 6,557,472 - 8,804,700 32,081,706
Bank of Guiyang Co Ltd 1,727,135 373,940 607,094 454,700 2,253,469
Bank of Hangzhou Co Ltd 2,562,660 496,780 - 658,100 2,401,340
Bank of Jiangsu Co Ltd 8,654,799 1,656,868 - 2,217,800 8,093,867
Bank of Nanjing Co Ltd 7,416,241 1,422,500 - 1,904,000 6,934,741
Bank of Ningbo Co Ltd 3,258,981 630,981 - 852,400 3,037,562
Bank of Shanghai Co Ltd 6,831,720 1,314,777 - 1,761,500 6,384,997
Baoshan Iron & Steel Co Ltd 11,128,604 2,122,800 - 2,845,700 10,405,704
BBMG Corp 4,178,600 810,400 - 1,089,900 3,899,100
Beijing Enlight Media Co Ltd 1,092,690 212,000 - 279,000 1,025,690
Beijing New Building Materials PLC 1,052,338 198,800 - 264,300 986,838
Beijing Orient Landscape & Environment
Co Ltd 1,669,348 609,105 - 390,800 1,887,653
Beijing Oriental Yuhong Waterproof
Technology Co Ltd 1,122,500 199,400 - 279,500 1,042,400
19
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Beijing Originwater Technology Co Ltd 2,355,904 447,300 - 594,200 2,209,004
Beijing Sanju Environmental Protection
and New Material Co Ltd 1,473,699 288,900 - 390,700 1,371,899
Beijing Shiji Information Technology Co
Ltd 409,392 92,900 - 127,100 375,192
Beijing Shougang Co Ltd 1,982,948 281,124 - 2,264,072 -
Beijing Tongrentang Co Ltd 692,273 149,100 - 194,700 646,673
Beijing Xinwei Technology Group Co Ltd 1,724,829 - - - 1,724,829
Bluestar Adisseo Co - 346,300 - - 346,300
BOE Technology Group Co Ltd 29,611,861 5,660,200 - 7,598,800 27,673,261
Bohai Leasing Co Ltd 2,316,047 443,800 - 589,300 2,170,547
BYD Co Ltd 1,124,980 198,768 - 268,900 1,054,848
Caitong Securities Co Ltd 494,700 2,557,643 - 116,000 2,936,343
Changchun High & New Technology
Industry Group Inc 175,666 46,447 - 58,000 164,113
Changjiang Securities Co Ltd 4,833,299 927,775 - 1,244,000 4,517,074
Chaozhou Three-Circle Group Co Ltd 1,302,588 248,500 - 328,600 1,222,488
Chengdu Kanghong Pharmaceutical Group
Co Ltd 174,300 136,870 47,040 58,000 300,210
China Avionics Systems Co Ltd 665,136 115,046 - 170,900 609,282
China CITIC Bank Corp Ltd 3,828,682 736,400 - 985,100 3,579,982
China Coal Energy Co Ltd 2,287,570 430,800 - 589,600 2,128,770
China Communications Construction Co
Ltd 2,938,828 553,642 - 749,600 2,742,870
China Construction Bank Corp 8,391,263 1,600,126 - 2,157,100 7,834,289
China Eastern Airlines Corp Ltd 4,901,882 940,228 - 1,259,100 4,583,010
China Everbright Bank Co Ltd 19,888,641 3,788,300 - 5,088,100 18,588,841
China Film Co Ltd 940,489 179,000 - 254,700 864,789
China Fortune Land Development Co Ltd 2,254,067 433,467 - 589,700 2,097,834
China Galaxy Securities Co Ltd 1,608,800 300,400 - 404,600 1,504,600
China Gezhouba Group Co Ltd 3,444,981 664,845 - 883,400 3,226,426
China Grand Automotive Services Group
Co Ltd 3,075,636 1,450,500 - 709,200 3,816,936
China Great Wall Securities Co Ltd - 404,300 - - 404,300
China International Travel Service Corp
Ltd 1,224,329 248,326 - 326,900 1,145,755
20
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
China Jushi Co Ltd 2,618,852 496,940 - 660,300 2,455,492
China Life Insurance Co Ltd 2,077,649 397,600 - 527,500 1,947,749
China Merchants Bank Co Ltd 12,879,784 2,456,019 - 3,298,300 12,037,503
China Merchants Expressway Network &
Technology Holdings Co Ltd 699,551 104,099 - 803,650 -
China Merchants Securities Co Ltd 3,572,063 682,000 - 920,800 3,333,263
China Merchants Shekou Industrial Zone
Holdings Co Ltd 2,965,006 561,536 - 759,700 2,766,842
China Minsheng Banking Corp Ltd 30,987,026 5,930,198 - 7,926,700 28,990,524
China Molybdenum Co Ltd 8,830,860 1,688,900 - 2,271,300 8,248,460
China National Chemical Engineering Co
Ltd 2,455,515 454,579 - 609,900 2,300,194
China National Nuclear Power Co Ltd 5,836,831 1,114,800 - 1,498,100 5,453,531
China Northern Rare Earth Group High-
Tech Co Ltd 2,717,808 519,200 - 695,100 2,541,908
China Nuclear Engineering Corp Ltd 986,997 141,600 - 1,128,597 -
China Oilfield Services Ltd 741,897 141,200 - 196,500 686,597
China Pacific Insurance Group Co Ltd 3,923,122 745,500 - 994,800 3,673,822
China Petroleum & Chemical Corp 15,504,347 3,601,800 - 3,490,100 15,616,047
China Petroleum Engineering Corp 2,110,200 401,400 - 553,900 1,957,700
China Railway Construction Corp Ltd 5,749,916 1,095,200 - 1,467,700 5,377,416
China Railway Group Ltd 9,313,381 1,774,859 - 2,383,700 8,704,540
China Shenhua Energy Co Ltd 2,479,118 1,923,189 - 558,100 3,844,207
China Shipbuilding Industry Co Ltd 11,427,775 2,189,400 - 2,931,000 10,686,175
China Shipbuilding Industry Group Power
Co Ltd 864,966 149,002 - 215,600 798,368
China Southern Airlines Co Ltd 4,297,064 821,100 - 1,103,300 4,014,864
China Spacesat Co Ltd 740,930 148,949 - 196,300 693,579
China State Construction Engineering
Corp Ltd 26,223,817 5,012,020 - 6,727,700 24,508,137
China United Network Communications
Ltd 11,630,592 2,216,672 - 2,977,300 10,869,964
China Vanke Co Ltd 6,078,525 1,164,825 - 1,563,800 5,679,550
China Yangtze Power Co Ltd 8,243,499 1,575,960 - 2,112,800 7,706,659
Chinalin Securities Co Ltd - 311,344 - - 311,344
Chongqing Changan Automobile Co Ltd 2,445,231 459,800 - 630,000 2,275,031
Chongqing Zhifei Biological Products Co
Ltd 592,995 99,399 - 135,600 556,794
CITIC Guoan Information Industry Co Ltd 3,428,770 469,700 - 3,898,470 -
CITIC Securities Co Ltd 9,651,438 2,052,154 - 2,512,600 9,190,992
COSCO SHIPPING Holdings Co Ltd 4,774,789 923,200 - 1,179,900 4,518,089
21
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
CRRC Corp Ltd 12,145,169 2,315,176 - 3,099,800 11,360,545
CSC Financial Co Ltd 555,100 99,310 - 133,900 520,510
Daqin Railway Co Ltd 7,431,723 1,426,962 - 1,913,900 6,944,785
Datang International Power Generation Co
Ltd 3,099,200 423,900 - 3,523,100 -
Dawning Information Industry Co Ltd - 736,400 - - 736,400
DHC Software Co Ltd 2,336,998 447,300 - 598,400 2,185,898
Dong-E-E-Jiao Co Ltd 566,975 99,400 - 133,900 532,475
Dongxing Securities Co Ltd 1,728,179 338,769 - 456,800 1,610,148
East Money Information Co Ltd 4,522,744 1,933,087 940,302 1,126,200 6,269,933
Everbright Securities Co Ltd 2,450,003 456,517 - 628,100 2,278,420
Fangda Carbon New Material Co Ltd 1,335,260 248,483 619,675 319,100 1,884,318
Fiberhome Telecommunication
Technologies Co Ltd 866,421 149,100 - 200,900 814,621
Financial Street Holdings Co Ltd 1,496,807 283,900 - 393,500 1,387,207
First Capital Securities Co Ltd 2,618,869 370,100 - 2,988,969 -
Focus Media Information Technology Co
Ltd 9,167,780 4,893,685 - 2,068,000 11,993,465
Foshan Haitian Flavouring & Food Co Ltd 1,012,984 198,722 - 263,000 948,706
Founder Securities Co Ltd 5,138,803 980,200 - 1,317,100 4,801,903
Foxconn Industrial Internet Co Ltd 1,479,900 290,287 - 381,900 1,388,287
Fuyao Glass Industry Group Co Ltd 1,754,521 347,400 - 459,300 1,642,621
Ganfeng Lithium Co Ltd 978,941 198,800 - 261,700 916,041
GD Power Development Co Ltd 14,726,728 2,804,500 - 3,769,500 13,761,728
Gemdale Corp 2,818,851 540,127 - 724,000 2,634,978
GF Securities Co Ltd 3,695,003 698,000 - 935,700 3,457,303
Giant Network Group Co Ltd 759,283 148,934 - 197,000 711,217
Gigadevice Semiconductor Beijing Inc 182,971 89,400 - 70,000 202,371
Glodon Co Ltd - 786,400 - - 786,400
GoerTek Inc 2,433,246 471,307 - 633,100 2,271,453
Great Wall Motor Co Ltd 1,508,132 286,400 - 388,800 1,405,732
Gree Electric Appliances Inc of Zhuhai 6,005,014 1,154,820 - 1,534,700 5,625,134
Greendland Holdings Corp Ltd 4,563,350 876,770 - 1,179,700 4,260,420
Guangdong Haid Group Co Ltd 989,981 198,746 - 261,400 927,327
Guangshen Railway Co Ltd 4,240,986 590,900 - 4,831,886 -
Guangzhou Automobile Group Co Ltd 1,154,017 223,007 - 298,900 1,078,124
Guangzhou Baiyun International Airport
Co Ltd 1,291,390 248,411 - 329,700 1,210,101
Guangzhou Baiyunshan Pharmaceutical
Holdings Co Ltd 707,924 149,005 - 195,200 661,729
22
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Guangzhou Port Co Ltd 2,318,942 447,300 - 607,200 2,159,042
Guosen Securities Co Ltd 3,072,304 589,059 - 789,800 2,871,563
Guotai Junan Securities Co Ltd 5,632,175 1,079,100 - 1,448,100 5,263,175
Guoyuan Securities Co Ltd 2,525,178 489,500 - 657,000 2,357,678
Haier Smart Home Co Ltd 4,572,455 880,107 - 1,183,400 4,269,162
Hainan Airlines Holding Co Ltd 14,376,230 2,756,200 - 3,697,600 13,434,830
Haitong Securities Co Ltd 10,102,962 1,923,912 - 2,578,000 9,448,874
Hangzhou Hikvision Digital Technology
Co Ltd 4,609,477 893,811 - 1,131,200 4,372,088
Hangzhou Robam Appliances Co Ltd 585,721 99,330 - 134,200 550,851
Han's Laser Technology Industry Group
Co Ltd 1,062,500 215,903 - 281,800 996,603
Hebei Yangyuan Zhihui Beverage Co Ltd 85,900 457,798 31,966 83,000 492,664
Henan Shuanghui Investment &
Development Co Ltd 1,239,919 248,342 - 327,400 1,160,861
Hengli Petrochemical Co Ltd 953,268 184,492 350,783 260,800 1,227,743
Hengtong Optic-electric Co Ltd 1,666,245 290,698 - 403,800 1,553,143
Hengyi Petrochemical Co Ltd 1,639,060 259,200 - 575,800 1,322,460
Hesteel Co Ltd 5,315,928 1,005,200 - 1,362,300 4,958,828
Hithink RoyalFlush Information Network
Co Ltd 267,500 49,660 - 66,200 250,960
HLA Corp Ltd 2,249,628 428,800 - 579,300 2,099,128
Hoshine Silicon Industry Co Ltd 102,901 80,000 - 58,000 124,901
Huaan Securities Co Ltd 2,264,895 310,725 - 2,575,620 -
Huadian Power International Corp Ltd 4,066,664 773,900 - 1,040,300 3,800,264
Huadong Medicine Co Ltd 920,307 183,119 164,844 251,200 1,017,070
Hualan Biological Engineering Inc 701,620 163,360 308,790 190,201 983,569
Huaneng Lancang River Hydropower Inc 2,245,800 430,300 - 573,800 2,102,300
Huaneng Power International Inc 5,483,953 1,044,150 - 1,400,000 5,128,103
Huatai Securities Co Ltd 4,080,658 1,226,602 - 1,052,600 4,254,660
Huaxia Bank Co Ltd 8,006,084 1,475,100 - 2,293,000 7,188,184
Huayu Automotive Systems Co Ltd 1,975,561 383,238 - 523,900 1,834,899
Hubei Biocause Pharmaceutical Co Ltd 1,846,025 866,700 - 408,600 2,304,125
Hubei Jumpcan Pharmaceutical Co Ltd 414,039 99,337 - 126,000 387,376
23
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Hundsun Technologies Inc 610,229 115,926 194,482 170,700 749,937
Iflytek Co Ltd 1,826,179 347,623 - 461,800 1,712,002
Industrial & Commercial Bank of China
Ltd 26,948,023 5,153,800 - 6,912,800 25,189,023
Industrial Bank Co Ltd 15,574,129 4,939,993 - 3,538,200 16,975,922
Industrial Securities Co Ltd 5,857,461 1,121,600 - 1,505,700 5,473,361
Inner Mongolia BaoTou Steel Union Co
Ltd 22,767,573 4,350,400 - 5,828,100 21,289,873
Inner Mongolia Junzheng Energy &
Chemical Industry Group Co Ltd 4,215,076 809,300 - 1,081,600 3,942,776
Inner Mongolia Yili Industrial Group Co
Ltd 7,598,645 1,451,531 - 1,925,600 7,124,576
Jiangsu Hengrui Medicine Co Ltd 2,763,944 1,026,158 591,189 760,000 3,621,291
Jiangsu Yanghe Brewery Joint-Stock Co
Ltd 754,076 148,869 - 196,800 706,145
Jiangsu Zhongnan Construction Group Co
Ltd 2,315,495 447,300 - 592,800 2,169,995
Jiangsu Zhongtian Technology Co Ltd 3,064,163 596,393 - 789,600 2,870,956
Jiangxi Copper Co Ltd 1,294,547 248,410 - 329,600 1,213,357
Jinke Properties Group Co Ltd - 2,493,553 - - 2,493,553
Jointown Pharmaceutical Group Co Ltd 707,806 149,069 - 194,100 662,775
Kangde Xin Composite Material Group Co
Ltd 2,652,450 357,300 - 3,009,750 -
Kangmei Pharmaceutical Co Ltd 3,735,595 470,000 - 4,205,595 -
Kuang-Chi Technologies Co Ltd 539,731 99,330 - 136,200 502,861
Kweichow Moutai Co Ltd 619,724 117,177 - 155,300 581,601
Lens Technology Co Ltd 988,489 184,499 - 265,800 907,188
Lepu Medical Technology Beijing Co Ltd 1,330,315 248,500 - 330,900 1,247,915
Leyard Optoelectronic Co Ltd 1,901,177 588,300 - 416,200 2,073,277
Liaoning Cheng Da Co Ltd 1,529,038 212,400 - 1,741,438 -
Lomon Billions Group Co Ltd 761,900 149,100 - 197,200 713,800
LONGi Green Energy Technology Co Ltd 2,439,728 516,070 807,399 799,700 2,963,497
Luxshare Precision Industry Co Ltd 3,082,364 596,253 - 790,100 2,888,517
Luzhou Laojiao Co Ltd 924,121 183,805 - 259,000 848,926
Mango Excellent Media Co Ltd - 244,705 - - 244,705
Meinian Onehealth Healthcare Holdings
Co Ltd 2,336,650 447,187 - 594,000 2,189,837
Metallurgical Corp of China Ltd 8,912,370 1,711,400 - 2,279,300 8,344,470
Midea Group Co Ltd 5,801,613 1,106,947 - 1,505,100 5,403,460
Minmetals Capital Co Ltd 665,100 122,200 - 181,200 606,100
Muyuan Foodstuff Co Ltd 780,144 368,949 - 174,000 975,093
24
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
NARI Technology Co Ltd 2,291,047 447,275 - 575,000 2,163,322
New China Life Insurance Co Ltd 1,040,183 198,702 - 263,700 975,185
New Hope Liuhe Co Ltd 2,637,447 497,000 - 671,600 2,462,847
Ningbo Zhoushan Port Co Ltd 4,929,376 945,262 - 1,253,900 4,620,738
Offshore Oil Engineering Co Ltd 2,761,132 527,700 - 705,100 2,583,732
OFILM Group Co Ltd 2,365,928 447,700 - 595,100 2,218,528
Oppein Home Group Inc 163,958 49,624 - 60,600 152,982
Orient Securities Co Ltd/China 4,465,767 853,200 - 1,136,600 4,182,367
Pangang Group Vanadium Titanium &
Resources Co Ltd - 5,018,900 - - 5,018,900
People's Insurance Co Group of China
Ltd/The - 1,243,500 - - 1,243,500
Perfect World Co Ltd/China 494,208 229,173 - 116,000 607,381
PetroChina Co Ltd 10,110,931 1,932,900 - 2,590,600 9,453,231
Ping An Bank Co Ltd 10,729,787 2,046,310 - 2,756,100 10,019,997
Ping An Insurance Group Co of China Ltd 13,531,610 2,587,209 - 3,468,300 12,650,519
Poly Developments and Holdings Group
Co Ltd 8,920,664 1,697,529 - 2,292,000 8,326,193
Power Construction Corp of China Ltd 7,645,387 2,986,700 - 1,699,500 8,932,587
Qingdao Port International Co Ltd - 562,700 - - 562,700
Qinghai Salt Lake Industry Co Ltd 1,744,271 247,300 - 1,991,571 -
Red Star Macalline Group Corp Ltd 405,200 144,000 - 77,500 471,700
RiseSun Real Estate Development Co Ltd 2,172,057 408,134 - 551,700 2,028,491
Rongsheng Petro Chemical Co Ltd 1,568,291 298,118 - 395,900 1,470,509
SAIC Motor Corp Ltd 4,375,765 836,401 - 1,120,300 4,091,866
Sanan Optoelectronics Co Ltd 3,057,583 596,400 - 789,400 2,864,583
Sany Heavy Industry Co Ltd 6,824,093 1,882,784 - 1,861,500 6,845,377
SDIC Capital Co Ltd 1,053,136 1,154,074 - 232,000 1,975,210
SDIC Power Holdings Co Ltd 5,088,135 936,269 - 2,061,600 3,962,804
Searainbow Holding Corp 902,243 121,700 - 1,023,943 -
Seazen Holdings Co Ltd 1,123,432 198,800 - 271,600 1,050,632
SF Holding Co Ltd 600,654 238,400 - 116,000 723,054
Shaanxi Coal Industry Co Ltd 4,998,304 955,500 - 1,280,100 4,673,704
25
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Shandong Buchang Pharmaceuticals Co
Ltd 549,944 99,320 - 133,000 516,264
Shandong Gold Mining Co Ltd 935,932 185,400 - 260,000 861,332
Shandong Nanshan Aluminum Co Ltd 8,955,540 1,714,400 - 2,294,300 8,375,640
Shanghai Construction Group Co Ltd 5,567,025 1,060,217 - 1,427,400 5,199,842
Shanghai Electric Group Co Ltd 4,406,010 840,507 - 1,130,400 4,116,117
Shanghai Fosun Pharmaceutical Group Co
Ltd 1,257,926 248,455 - 328,300 1,178,081
Shanghai International Airport Co Ltd 1,209,868 247,995 - 326,200 1,131,663
Shanghai International Port Group Co Ltd 4,047,310 775,719 - 1,038,200 3,784,829
Shanghai Lujiazui Finance & Trade Zone
Development Co Ltd - 1,025,501 - - 1,025,501
Shanghai Oriental Pearl Group Co Ltd 2,566,757 489,890 - 654,100 2,402,547
Shanghai Pharmaceuticals Holding Co Ltd 1,449,235 276,954 - 385,000 1,341,189
Shanghai Pudong Development Bank Co
Ltd 14,662,182 2,804,292 - 3,759,100 13,707,374
Shanghai RAAS Blood Products Co Ltd 1,862,018 295,600 - 415,100 1,742,518
Shanxi Xinghuacun Fen Wine Factory Co
Ltd 318,495 49,700 - 66,200 301,995
Shanxi Xishan Coal & Electricity Power
Co Ltd 1,967,003 261,190 - 2,228,193 -
Shenwan Hongyuan Group Co Ltd 8,444,083 3,981,841 - 1,899,100 10,526,824
Shenzhen Goodix Technology Co Ltd 123,500 74,666 - 83,500 114,666
Shenzhen Inovance Technology Co Ltd 1,249,828 241,000 - 321,900 1,168,928
Shenzhen Overseas Chinese Town Co Ltd 5,107,888 977,600 - 1,298,600 4,786,888
Shenzhen Salubris Pharmaceuticals Co Ltd 521,686 99,260 - 131,900 489,046
Shenzhen Sunway Communication Co Ltd 978,976 198,724 - 261,600 916,100
Siasun Robot & Automation Co Ltd 1,356,733 248,500 - 331,800 1,273,433
Sichuan Chuantou Energy Co Ltd 2,213,839 419,400 - 575,100 2,058,139
Sichuan Kelun Pharmaceutical Co Ltd 1,075,282 198,711 - 266,100 1,007,893
Sinolink Securities Co Ltd 3,016,050 583,000 - 772,100 2,826,950
Sinopec Shanghai Petrochemical Co Ltd 2,736,868 511,500 - 685,700 2,562,668
Songcheng Performance Development Co
Ltd 908,986 160,025 - 226,400 842,611
SooChow Securities Co Ltd 3,003,737 577,500 - 782,200 2,799,037
Southwest Securities Co Ltd 3,521,189 677,000 - 906,100 3,292,089
Spring Airlines Co Ltd 335,889 154,207 - 58,000 432,096
26
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
STO Express Co Ltd 371,496 80,700 - 101,000 351,196
Suning.com Co Ltd 4,652,201 886,200 - 1,191,100 4,347,301
Suofeiya Home Collection Co Ltd 803,860 106,084 - 909,944 -
Suzhou Gold Mantis Construction
Decoration Co Ltd 1,985,204 366,456 - 483,800 1,867,860
Tasly Pharmaceutical Group Co Ltd 1,128,620 201,724 - 274,300 1,056,044
TBEA Co Ltd 4,641,408 888,083 - 1,190,800 4,338,691
TCL Corp 13,553,853 2,575,300 - 3,477,700 12,651,453
Tianfeng Securities Co Ltd - 605,700 - - 605,700
Tianqi Lithium Corp 848,203 148,750 - 200,100 796,853
Tonghua Dongbao Pharmaceutical Co Ltd 1,779,435 333,513 - 684,100 1,428,848
Tongling Nonferrous Metals Group Co Ltd 7,887,587 1,502,900 - 2,017,800 7,372,687
Tongwei Co Ltd 2,423,400 456,900 - 615,300 2,265,000
Transfar Zhilian Co Ltd - 1,519,900 - - 1,519,900
Tsinghua Tongfang Co Ltd 2,583,452 762,590 - 580,000 2,766,042
Tunghsu Optoelectronic Technology Co
Ltd 4,789,288 1,416,000 - 1,087,500 5,117,788
Tus-Sound Environmental Resources Co
Ltd 904,649 110,500 - 1,015,149 -
Unisplendour Corp Ltd 253,975 49,700 97,950 72,600 329,025
Walvax Biotechnology Co Ltd 1,536,006 298,086 - 394,700 1,439,392
Wanda Film Holding Co Ltd - 972,063 - - 972,063
Wangsu Science & Technology Co Ltd 1,820,760 855,800 - 406,000 2,270,560
Wanhua Chemical Group Co Ltd 2,048,652 383,284 - 604,200 1,827,736
Weichai Power Co Ltd 6,047,809 1,152,300 - 1,597,800 5,602,309
Wens Foodstuffs Group Co Ltd - 4,335,978 - - 4,335,978
Western Securities Co Ltd 2,184,125 420,616 - 563,400 2,041,341
Wintime Energy Co Ltd 7,704,604 1,068,000 - 8,772,604 -
Wuchan Zhongda Group Co Ltd 2,147,551 407,900 - 538,400 2,017,051
Wuhu Sanqi Interactive Entertainment
Network Technology Group Co Ltd 798,700 615,963 - 174,000 1,240,663
Wuliangye Yibin Co Ltd 2,415,859 447,072 - 598,400 2,264,531
WuXi AppTec Co Ltd 139,300 66,356 - 76,000 129,656
XCMG Construction Machinery Co Ltd 5,867,339 1,112,900 - 1,498,900 5,481,339
Xiamen C & D Inc 2,123,329 377,400 - 848,500 1,652,229
Xiamen Intretech Inc 124,000 120,700 - 79,000 165,700
27
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2019 to 30 June 2019
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2019 Additions Actions Disposals 2019
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Xiamen Tungsten Co Ltd 1,056,037 141,600 - 1,197,637 -
Xinhu Zhongbao Co Ltd 5,370,504 1,033,000 - 1,379,300 5,024,204
Xinjiang Goldwind Science & Technology
Co Ltd 2,891,004 571,465 580,596 818,500 3,224,565
YanAn Bicon Pharmaceutical Listed Co 378,128 228,900 - 72,500 534,528
Yango Group Co Ltd 2,030,440 395,400 - 528,600 1,897,240
Yanzhou Coal Mining Co Ltd 1,119,180 198,800 - 283,500 1,034,480
Yonghui Superstores Co Ltd 4,778,952 899,488 - 1,208,200 4,470,240
Yonyou Network Technology Co Ltd 1,203,574 265,297 389,721 404,800 1,453,792
Youngor Group Co Ltd 3,130,939 673,024 1,166,449 872,100 4,098,312
YTO Express Group Co Ltd 464,100 99,400 - 130,200 433,300
Yunda Holding Co Ltd 173,440 169,880 47,412 58,000 332,732
Yunnan Baiyao Group Co Ltd 658,007 125,934 - 182,300 601,641
Zangge Holding Co Ltd 748,346 146,500 - 194,200 700,646
Zhangzhou Pientzehuang Pharmaceutical
Co Ltd 368,513 68,603 - 90,800 346,316
Zhejiang Century Huatong Group Co Ltd 577,080 956,051 325,200 127,800 1,730,531
Zhejiang China Commodities City Group
Co Ltd 3,410,457 653,700 - 891,000 3,173,157
Zhejiang Chint Electrics Co Ltd 1,070,248 198,800 - 264,900 1,004,148
Zhejiang Dahua Technology Co Ltd 2,251,190 439,400 - 590,500 2,100,090
Zhejiang Huayou Cobalt Co Ltd 612,225 115,730 178,477 151,400 755,032
Zhejiang Longsheng Group Co Ltd 3,249,885 623,200 - 837,200 3,035,885
Zhejiang NHU Co Ltd 1,070,130 666,430 - 232,000 1,504,560
Zhejiang Sanhua Intelligent Controls Co
Ltd 1,321,094 272,120 424,978 403,400 1,614,792
Zhejiang Supor Co Ltd 208,485 49,700 - 63,100 195,085
Zhejiang Wanfeng Auto Wheel Co Ltd 1,650,629 227,904 - 1,878,533 -
Zhejiang Zheneng Electric Power Co Ltd 5,093,503 974,094 - 1,305,100 4,762,497
Zhengzhou Yutong Bus Co Ltd 1,649,669 313,777 - 415,800 1,547,646
Zheshang Securities Co Ltd 1,670,400 317,000 - 434,300 1,553,100
Zhongjin Gold Corp Ltd 2,153,793 406,851 - 547,200 2,013,444
Zhongtian Urban Development Group Co
Ltd 3,773,150 - - 3,773,150 -
Zijin Mining Group Co Ltd 15,111,893 2,889,500 - 3,863,200 14,138,193
Zoomlion Heavy Industry Science and
Technology Co Ltd 5,619,555 1,642,450 - 1,266,300 5,995,705
ZTE Corp 2,975,654 568,400 - 768,500 2,775,554
28
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
PERFORMANCE RECORD (Unaudited)
For the period from 1 January 2019 to 30 June 2019
1. NET ASSET VALUE (calculated in accordance with the Sub-Fund’s Trust Deed)
Net assets
attributable to Net asset value
unitholders per unit
RMB RMB
As at:
30 June 2019 (Unaudited) 14,592,862,281 39.1965
31 December 2018 (Audited) 11,816,519,143 30.7122
31 December 2017 (Audited) 11,093,007,702 41.1309
31 December 2016 (Audited) 9,475,920,908 33.8365
2. HIGHEST ISSUE AND LOWEST REDEMPTION PRICES PER UNIT1
Highest Lowest
issue unit redemption unit
price price
RMB RMB
During the period/year ended:
30 June 2019 (Unaudited) 41.5590 30.2426
31 December 2018 (Audited) 44.7342 30.5351
31 December 2017 (Audited) 43.1972 33.9102
31 December 2016 (Audited) 36.5111 29.1665
31 December 2015 (Audited) 53.7690 30.5877
31 December 2014 (Audited) 35.3314 21.0387
31 December 2013 (Audited) 27.1919 21.6261
31 December 20123 (Audited) 24.9664 21.1203
3. COMPARISON OF THE SCHEME PERFORMANCE AND THE ACTUAL INDEX
PERFORMANCE1
The table below illustrates the comparison between the Sub-Fund’s performance (Market-to-Market)
and that of the Index during the following period/year:
RMB counter of HKD counter of
The Index the Sub-Fund the Sub-Fund
(since 16 July (since 17 July (since 26 October
2012) 2012) 2012)
During the period/year ended:
30 June 2019 (Unaudited) 84.76% 61.98% 58.26%
31 December 2018 (Audited) 43.81% 27.89% 25.22%
31 December 20172 (Audited) 88.27% 70.04% 75.49%
31 December 2016 (Audited) 37.94% 39.88% 33.75%
31 December 2015 (Audited) 55.48% 57.44% 59.33%
31 December 2014 (Audited) 47.25% 41.94% 52.57%
31 December 2013 (Audited) -2.90% -4.96% 4.44%
31 December 20122 (Audited) 5.13% 4.13% 11.72%
1
Past performance figures shown are not indicative of the future performance of the Sub-Fund.
2
The financial period of the Sub-Fund extended from 11 July 2012 (date of inception) to 31 December 2012.
3
The financial period of the Sub-Fund extended from 11 July 2012 (date of inception) to 31 December 2012.
29
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
DISTRIBUTION DISCLOSURE (Unaudited)
For the period from 1 January 2019 to 30 June 2019
Distribution Distribution per unit
RMB RMB
Distribution declared by the Manager on
25 July 2019 (paid on 31 July 2019) 142,330,500 0.39
20 July 2018 (paid on 26 July 2018) 96,232,500 0.35
The Manager may in its absolute discretion distribute income to unitholders at such time or times as it
may determine in each financial period or determine that no distribution shall be made in any financial
period. The amount to be distributed to unitholders, if any, will be derived from the net income of the
Sub-Fund.
30
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT LIMITATION AND PROHIBITIONS UNDER THE SFC CODE (Unaudited)
As at 30 June 2019
Pursuant to the SFC’s Guidelines for Regulating Index Tracking Exchange Trade Funds, the Sub-Fund’s
holding of any such constituent securities should not exceed their respective weightings in the underlying
index, except where the weightings are exceeded as a result of changes in the composition of the
underlying index and the excess is only transitional and temporary in nature.
There were no (31 December 2018: nil) constituent securities that individually accounted for more than
10% of the net asset value of the Sub-Fund and its respective weightings of the CSI 300 Index as at 30
June 2019.
31
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