1575 中国Ａ３００ 2020-08-20 11:20:00
令和2年12月期ChinaAMC CSI 300 Index ETF-JDR中間決算短信 [pdf]
令和 2 年 12 月期 中間決算短信（令和 2 年 1 月 1 日～令和 2 年 6 月 30 日）
Interim Earning Report for Fiscal Year ending December 2020 (January 1, 2020 – June 30, 2020)
令和 2 年 8 月 20 日
August 20, 2020
フ ァ ン ド 名 ChinaAMC CSI 300 Index ETF-JDR 上場取引所 東
コ ー ド 番 号 1575 売買単位 10 口
連 動 対 象 指 標 CSI300 指数
主 要 投 資 資 産 株式
管 理 会 社 チャイナ・アセット・マネジメント（香港） ・リミテッド
Ｕ Ｒ Ｌ http://etfjdr.chinaamc.com.hk
代 表 者 (役職名) 最高経営責任者 (氏名) 張 霄岭
アンダーソン・毛利・友常
問合せ先責任者 (役職名) (氏名) 飛岡 和明 (TEL) 03(6775)1000
法律事務所 弁護士
Fund name: ChinaAMC CSI 300 Index ETF-JDR Listed Exchange: TSE
Code: 1575 Trading unit: 10 units
Underlying indicator: CSI 300 Index
Primary invested assets: Stocks
Management co.: China Asset Management (Hong Kong) Limited
URL: http://etfjdr.chinaamc.com.hk
Representative: (Title) Chief Executive Officer (Name) Zhang Xiaoling
Anderson Mori & Tomotsune,
Contact person: (Title) (Name) Kazuaki Tobioka (TEL) 03(6775)1000
Attorney-at-law
半期報告書提出予定日 令和 2 年 9 月 30 日
Scheduled date of submission of Semi-annual Report: September 30, 2020
Ⅰ ファンドの運用状況
I Fund Management
１． 令和 2 年 6 月中間期の運用状況（令和 2 年 1 月 1 日～令和 2 年 6 月 30 日）
1. Management Status for Half-Year ended June 2020 (from January 1, 2020 to June 30, 2020)
（１）信託財産である外国 ETF の資産内訳 （百万円未満切捨て）
(1) Assets of Trust Asset Foreign ETF (amounts below 1 mil. yen are discarded)
主要投資資産 現金・預金・その他の資産（負債控除後） 合計（純資産）
Primary Invested Assets Cash/Deposits/Other Assets (excluding liabilities) Total (Net Assets)
金額 構成比 金額 構成比 金額 構成比
Amount ratio Amount ratio Amount ratio
百万円 ％ 百万円 ％ 百万円 ％
JPY mil. % JPY mil. % JPY mil. %
2 年 6 月中間期
SAN ended June 178,606 98.84 2,096 1.16 180,702 100
2020
元年 12 月期
FY ended December 257,591 99.33 1,748 0.67 259,339 100
2019
（２）信託財産である外国 ETF の設定・交換実績
(2) Creation and Redemption of Trust Asset Foreign ETF
前計算期間末発行済口数 設定口数 交換口数 当中間計算期間末発行済口数
No. of Issued Units at End of No. of Units No. of Units No. of Issued Units at End of
Previous Calculation Period Created Redeemed Semi-annual Period
(①) (②) (③) (①＋②－③)
千口 千口 千口 千口
‘000 units ‘000 units ‘000 units ‘000 units
2 年 6 月中間期
SAN ended June 416,250 64,200 196,500 283,950
2020
元年 12 月期
FY ended December 384,750 159,000 127,500 416,250
2019
（３）信託財産である外国 ETF の基準価額
(3) Net Asset Value of Trust Asset Foreign ETF
1 口当たり基準価額
((③/当中間計算期間末（前計算期間
総資産 負債 純資産
末）発行済口数)×1)
Total Assets Liabilities Net Assets
Net Asset Value per 1 unit
(①) (②) (③(①－②))
((③/No. of Issued Units at End of Semi-annul
Period (Previous Calculation Period))×1)
百万円 百万円 百万円 円
JPY mil. JPY mil. JPY mil. JPY
2 年 6 月中間期
SAN ended June 180,949 246 180,702 636
2020
元年 12 月期
FY ended December 259,713 373 259,339 623
2019
（４）上場外国 ETF 信託受益証券に係る設定・交換実績
(4) Creation and Redemption of Listed Foreign ETF Trust Beneficiary Certificates (JDR)
前計算期間末発行済口数 設定口数 交換口数 当中間計算期間末発行済口数
No. of Issued Units at End of No. of Units No. of Units No. of Issued Units at End of
Previous Calculation Period Created Redeemed Semi-annual Period
(①) (②) (③) (①＋②－③)
千口 千口 千口 千口
‘000 units ‘000 units ‘000 units ‘000 units
2 年 6 月中間期
SAN ended June 220 0 0 220
2020
元年 12 月期
FY ended December 220 0 0 220
2019
（５）上場外国 ETF 信託受益証券の分配金
(5) Dividend Payment of Listed Foreign ETF Trust Beneficiary Certificates (JDR)
1 口当たり分配金
Dividend per 1 unit
円
JPY
2 年 6 月中間期
0
SAN ended June 2020
元年 12 月期
FY ended December 5
2019
注） 日本円への換算は、1 人民元 = 14.92 円（2020 年 7 月 31 日東京時間午後 3 時現在のブルームバーグに
よる米国ドル/人民元（CNH）及び米国ドル/日本円の仲値）により計算されています。
Note: Conversion into Japanese yen has been made at the exchange rate of RMB 1.00 = JPY 14.92, calculated from the
middle rates for USD-RMB and USD-JPY as of 15:00 Tokyo time on July 31, 2020 published by Bloomberg.
２． 信託財産である外国 ETF の会計方針の変更
2. Change in Accounting Policies of Trust Asset Foreign ETF
（１）会計基準等の改正に伴う会計方針の変更 ：無
(1) Changes accompanying revision to accounting standards, etc. ：No
（２）
（１）以外の会計方針の変更 ：無
(2) Changes other than those in (1) ：No
ChinaAMC ETF Series
ChinaAMC CSI 300 Index ETF
Unaudited Semi-Annual Report
For the period from
1 January 2020 to 30 June 2020
UNAUDITED SEMI-ANNUAL REPORT
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
For the period from 1 January 2020 to 30 June 2020
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
CONTENTS
Pages
MANAGEMENT AND ADMINISTRATION 1-3
REPORT OF THE MANAGER TO THE UNITHOLDERS 4-5
UNAUDITED FINANCIAL STATEMENTS
Statement of financial position 6
Statement of comprehensive income 7
Statement of changes in net assets attributable to unitholders 8
Statement of cash flows 9
INVESTMENT PORTFOLIO (UNAUDITED) 10 – 18
MOVEMENTS IN INVESTMENT PORTFOLIO (UNAUDITED) 19 – 27
PERFORMANCE RECORD (UNAUDITED) 28
DISTRIBUTION DISCLOSURE (UNAUDITED) 29
IMPORTANT:
Any opinion expressed herein reflects the Manager’s view only and is subject to change. For more
information about the Sub-Fund, please refer to the prospectus of the Sub-Fund which is available at our
website: http://www.chinaamc.com.hk/en/products/etf/csi300/documents.html
Investors should not rely on the information contained in this report for their investment decisions.
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MANAGEMENT AND ADMINISTRATION
Manager and RQFII Holder Administrator and Custodian
China Asset Management (Hong Kong) Limited Citibank, N.A.
37/F, Bank of China Tower 50/F, Champion Tower
1 Garden Road Three Garden Road
Central, Hong Kong Central, Hong Kong
Directors of the Manager Registrar
Mr Yang Minghui Computershare Hong Kong Investor Services
Mr Zhang Xiaoling Limited
Ms Li Yimei 46/F, Hopewell Centre
Mr Gan Tian 183 Queen’s Road East
Mr Li Fung Ming (name changed from Li Min on Wanchai, Hong Kong
5 December 2019)
Trustee Service Agent
Cititrust Limited HK Conversion Agency Services Limited
50/F, Champion Tower 1/F One & Two Exchange Square
Three Garden Road 8 Connaught Place
Central, Hong Kong Central, Hong Kong
PRC Custodian Legal Counsel to the Manager
Citibank (China) Co., Limited Simmons & Simmons
Citigroup Tower 30/F, One Taikoo Place
No. 33, Hua Yuan Shi Qiao Road 979 King’s Road
Lu Jia Zui Finance and Trade Area, Shanghai Hong Kong
People’s Republic of China
Auditor
Ernst & Young
22/F, CITIC Tower
1 Tim Mei Avenue
Central, Hong Kong
1
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MANAGEMENT AND ADMINISTRATION (continued)
Participating Dealers
ABN AMRO Clearing Hong Kong Limited Guotai Junan Securities (Hong Kong) Limited
70/F, International Commerce Centre 27/F, Low Block, Grand Millennium Plaza
1 Austin Road West 181 Queen’s Road
Kowloon, Hong Kong Central, Hong Kong
Barclays Bank PLC Haitong International Securities Company
41/F, Cheung Kong Center Limited
2 Queen's Road Central 35/F, Infinitus Plaza
Central, Hong Kong 199 Des Voeux Road
Central, Hong Kong
BNP Paribas Securities (Asia) Limited J.P. Morgan Broking (Hong Kong) Limited
59/F-63/F, Two International Finance Centre 33/F, One Island East
8 Finance Street 18 Westlands Road, Island East
Central, Hong Kong Hong Kong
BOCI Securities Limited Macquarie Bank Limited
18/F, Grand Millennium Plaza Level 18, One International Finance Centre
181 Queen’s Road 1 Harbour View Street
Central, Hong Kong Central, Hong Kong
China International Capital Corporation Merrill Lynch Far East Limited
Hong Kong Securities Limited 55/F, Cheung Kong Center
29/F, One International Finance Centre 2 Queen’s Road
1 Harbour View Street Central, Hong Kong
Central, Hong Kong
China Merchants Securities (HK) Co., Limited Mirae Asset Securities (HK) Limited
48/F, One Exchange Square 12/F, Three Exchange Square
8 Connaught Place 8 Connaught Road
Central, Hong Kong Central, Hong Kong
CITIC Securities Brokerage (HK) Limited Morgan Stanley Hong Kong Securities Limited
26/F, CITIC Tower 46/F, International Commerce Centre
1 Tim Mei Avenue 1 Austin Road West
Central, Hong Kong Kowloon, Hong Kong
Credit Suisse Securities (Hong Kong) Limited Nomura International (Hong Kong) Limited
88/F, International Commerce Centre 30/F, Two International Finance Centre
1 Austin Road West 8 Finance Street
Kowloon, Hong Kong Central, Hong Kong
Goldman Sachs (Asia) Securities Limited SG Securities (HK) Limited
68/F, Cheung Kong Center 38/F, Pacific Place 3
2 Queen’s Road 1 Queen’s Road East
Central, Hong Kong Admiralty, Hong Kong
2
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MANAGEMENT AND ADMINISTRATION (continued)
Participating Dealers (continued)
The Hongkong and Shanghai Banking Yuanta Securities (Hong Kong) Company Limited
Corporation Limited 23/F, Tower 1, Admiralty Centre
Level 18, HSBC Main Building 18 Harcourt Road
1 Queen’s Road Admiralty, Hong Kong
Central, Hong Kong
UBS Securities Hong Kong Limited Zhongtai International Securities Limited
42/F, One Exchange Square 19/F, Li Po Chun Chambers
Central, Hong Kong 189 Des Voeux Road
Central, Hong Kong
3
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
REPORT OF THE MANAGER TO THE UNITHOLDERS
Introduction
The ChinaAMC CSI 300 Index ETF (the “Sub-Fund”), a sub-fund of ChinaAMC ETF Series, an umbrella
unit trust established under Hong Kong law by a trust deed dated 28 May 2012 between China Asset
Management (Hong Kong) Limited (the “Manager”) and Cititrust Limited (the “Trustee”). The Sub-Fund
is a physical exchange traded fund investing directly in underlying A-Shares. Its RMB counter (stock code:
83188) and HKD counter (stock code: 03188) commenced trading on the Stock Exchange of Hong Kong
Limited (the “SEHK”) on 17 July 2012 and 26 October 2012 respectively. The Sub-Fund is an index-
tracking fund that seeks to track the performance of the CSI 300 Index (the “Index”).
The Manager primarily use a full replication strategy through investing directly in securities included in the
Index with substantially the same weightings in which they are included in the Index, through the Renminbi
Qualified Foreign Institutional Investor (“RQFII”) program and Shanghai-Hong Kong Stock Connect and
Shenzhen-Hong Kong Stock Connect (“Stock Connect”).
The Manager may also use a representative sampling strategy where it is not possible to acquire certain
securities which are constituents of the Index due to restrictions or limited availability. This means that the
Sub-Fund will invest directly in a representative sample of securities that collectively has an investment
profile that aims to reflect the profile of the Index, through the RQFII investment quota granted to the
Manager by the State Administration of Foreign Exchange (the “SAFE”). The securities constituting the
representative sample may or may not themselves be constituents of the Index.
Performance of the Sub-Fund
The investment objective of the Sub-Fund is to provide investment results that, before fees and expenses,
closely correspond to the performance of the Index. There can be no assurance that the Sub-Fund will
achieve its investment objective.
The performance of the Sub-Fund is in below (Total Returns in respective currency123):
1-Month 3-Month Since Launch
The Index 8.48% 14.16% 105.62%4
RMB Counter of the Sub-Fund (NAV-to-NAV) 8.18% 13.61% 89.76%5
RMB Counter of the Sub-Fund (Market-to-Market) 8.26% 13.30% 77.42%5
HKD Counter of the Sub-Fund (NAV-to-NAV) 9.16% 14.07% 75.30%6
HKD Counter of the Sub-Fund (Market-to-Market) 10.13% 13.62% 63.66%6
1
Source: Bloomberg, as of 30 June 2020. Performances of CSI 300 Index and RMB Counter of the Sub-Fund are calculated in RMB while
performances of HKD Counter of the Sub-Fund are calculated in HKD.
2
Past performance figures shown are not indicative of the future performance of the Sub-Fund.
3
With effect from 25 April 2017, China Asset Management Co., Ltd ceased to be the investment adviser of the Sub-Fund. The performance of the
Sub-Fund prior to 25 April 2017 was achieved under circumstances that no longer apply.
4
Calculated since 16 July 2012.
5
Calculated since 17 July 2012.
6
Calculated since 26 October 2012.
4
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
REPORT OF THE MANAGER TO THE UNITHOLDERS (continued)
Activities of the Sub-Fund
According to Bloomberg, the average daily trading volume of the Sub-Fund was approximately 13,333,414
units from 1 January 2020 to 30 June 2020. As of 30 June 2020, there were 283,950,000 units outstanding.
Activities of the Index
There were 1 rebalance for the Index from 1 January 2020 to 30 June 2020. As of 30 June 2020, the Sub-
Fund comprised of all 300 constituent stocks in the Index.
China Asset Management (Hong Kong) Limited
14 August 2020
5
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF FINANCIAL POSITION
As at 30 June 2020
30 June 2020 31 December 2019
(Unaudited) (Audited)
RMB RMB
ASSETS
Financial assets at fair value through profit or loss 11,970,935,957 17,264,823,312
Other receivable 4 28,852
Cash and cash equivalents 157,038,505 142,201,975
TOTAL ASSETS 12,127,974,466 17,407,054,139
LIABILITIES
Management fee payable 6,733,267 9,376,356
Custodian, fund administration and trustee fees payable 6,404,253 4,706,120
Amounts due to participating dealers – 7,483,461
Other payables and accruals 3,393,120 3,462,488
TOTAL LIABILITIES 16,530,640 25,028,425
NET ASSETS ATTRIBUTABLE TO UNITHOLDERS 12,111,443,826 17,382,025,714
NUMBER OF UNITS IN ISSUE 283,950,000 416,250,000
NET ASSET VALUE PER UNIT 42.6534 41.7586
Note: The semi-annual report of the Sub-Fund have been prepared in accordance with the same
accounting policies adopted in the 2019 annual financial statements.
6
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF COMPREHENSIVE INCOME
For the period from 1 January 2020 to 30 June 2020
1 January 2020 to 1 January 2019 to
30 June 2020 30 June 2019
(Unaudited) (Unaudited)
RMB RMB
INCOME
Dividend income 123,286,214 152,564,027
Interest income 260,817 191,040
123,547,031 152,755,067
EXPENSES
Management fee ( 47,600,043) ( 49,946,872)
Brokerage fee ( 19,743,830) ( 5,913,344)
Custodian, fund administration and trustee fees ( 4,777,112) ( 5,104,326)
Audit fee ( 76,147) ( 62,803)
Index licensing fee ( 34,700) ( 25,765)
Data licensing fee ( 2,720,003) ( 2,854,107)
Professional fee ( 60,117) ( 137,500)
Interest expense – ( 160)
Other operating expenses ( 247,672) ( 4,846,255)
( 75,259,624) ( 68,891,132)
PROFIT BEFORE INVESTMENT AND EXCHANGE
DIFFERENCES 48,287,407 83,863,935
INVESTMENT (LOSSES)/GAINS AND EXCHANGE
DIFFERENCES
Net change in unrealised losses or gains on financial assets
at fair value through profit or loss ( 721,628,459) 2,965,596,462
Net realised gains on financial assets at fair value through
profit or loss 737,662,094 100,804,904
NET INVESTMENTS AND EXCHANGE GAINS 16,033,635 3,066,401,366
PROFIT BEFORE TAX 64,321,042 3,150,265,301
Withholding income tax expenses ( 12,444,181) ( 15,375,694)
TOTAL COMPREHENSIVE INCOME 51,876,861 ( 3,134,889,607)
7
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF CHANGES IN NET ASSETS ATTRIBUTABLE TO UNITHOLDERS
For the period from 1 January 2020 to 30 June 2020
1 January 2020 to 1 January 2019 to
30 June 2020 30 June 2019
(Unaudited) (Unaudited)
RMB RMB
At 1 January 17,382,025,714 11,816,519,143
Issue of units 2,538,023,676 2,862,124,836
Redemption of units ( 7,860,482,425) ( 3,220,671,305)
Total comprehensive income 51,876,861 3,134,889,607
At 30 June 12,111,443,826 14,592,862,281
1 January 2020 to 1 January 2019 to
30 June 2020 30 June 2019
(Unaudited) (Unaudited)
Number of units Number of units
Units in issue at the beginning of the period 416,250,000 384,750,000
Units issued during the period 64,200,000 74,550,000
Units redeemed during the period ( 196,500,000) ( 87,000,000)
Units in issue at the end of the period 283,950,000 372,300,000
8
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
STATEMENT OF CASH FLOWS
For the period from 1 January 2020 to 30 June 2020
1 January 2020 to 1 January 2019 to
30 June 2020 30 June 2019
(Unaudited) (Unaudited)
RMB RMB
CASH FLOWS FROM OPERATING ACTIVITIES
Profit before tax 64,321,042 3,150,265,301
Decrease/(increase) in financial assets at fair value through
profit or loss 5,293,887,355 ( 2,725,298,942)
Decrease in other receivable 28,848 3,697
(Decrease)/increase in management fee payable ( 2,643,089) 1,048,749
Increase in custodian, fund administration and trustee fees
payable 1,698,133 4,224,853
(Decrease)/increase in other payables and accruals ( 69,368) 310,881
Decrease in amount due to broker – ( 22,479,440)
Cash generated from operations 5,357,222,921 408,075,099
Tax paid ( 12,444,181) ( 15,375,694)
Net cash flows generated from operating activities 5,344,778,740 392,699,405
CASH FLOWS FROM FINANCING ACTIVITIES
Proceeds from issue of units 2,530,540,215 2,862,124,836
Payments on redemption of units ( 7,860,482,425) ( 3,220,671,305)
Net cash flows used in financing activities ( 5,329,942,210) ( 358,546,469)
NET INCREASE IN CASH AND CASH
EQUIVALENTS 14,836,530 34,152,936
Cash and cash equivalents at the beginning of the period 142,201,975 99,894,957
CASH AND CASH EQUIVALENTS AT THE END OF
THE PERIOD 157,038,505 134,047,893
ANALYSIS OF CASH AND CASH EQUIVALENTS
Cash at banks 157,038,505 134,047,893
NET CASH FLOWS FROM OPERATING ACTIVITIES
INCLUDE:
Dividend received net withholding tax 110,854,438 137,198,178
Interest received net withholding tax 248,412 181,195
Interest expenses paid – 160
9
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss
Listed securities
China
Communication Services
China Film Co Ltd 603,579 7,924,992 0.07%
China Satellite Communications Co Ltd 323,482 5,825,911 0.05%
China United Network Communications Ltd 7,523,648 36,414,456 0.30%
Focus Media Information Technology Co Ltd 8,305,055 46,259,156 0.38%
Giant Network Group Co Ltd 490,947 8,542,478 0.07%
Mango Excellent Media Co Ltd 575,491 37,522,013 0.31%
Oriental Pearl Group Co Ltd 1,656,130 15,981,655 0.13%
Perfect World Co Ltd/China 522,558 30,120,243 0.25%
Wanda Film Holding Co Ltd 672,260 10,265,410 0.08%
Wuhu Sanqi Interactive Entertainment Network Technology Group Co
Ltd 1,024,171 47,931,203 0.40%
Zhejiang Century Huatong Group Co Ltd 2,013,463 30,826,119 0.25%
Consumer Discretionary
BYD Co Ltd 732,890 52,621,502 0.43%
China Grand Automotive Services Group Co Ltd 3,274,390 10,445,304 0.09%
China Shipbuilding Industry Group Power Co Ltd 524,068 8,227,868 0.07%
China Tourism Group Duty Free Corp Ltd 789,030 121,534,291 1.00%
Chongqing Changan Automobile Co Ltd 1,573,042 17,303,462 0.14%
Fuyao Glass Industry Group Co Ltd 1,133,371 23,653,453 0.20%
Great Wall Motor Co Ltd 982,322 7,583,526 0.06%
Gree Electric Appliances Inc of Zhuhai 3,890,347 220,076,930 1.82%
Guangzhou Automobile Group Co Ltd 750,244 6,752,196 0.06%
Haier Smart Home Co Ltd 3,059,477 54,152,743 0.45%
Hangzhou Robam Appliances Co Ltd 383,540 11,931,929 0.10%
HLA Corp Ltd 1,068,228 6,217,087 0.05%
Huayu Automotive Systems Co Ltd 1,274,329 26,493,300 0.22%
Midea Group Co Ltd 3,960,453 236,795,485 1.96%
Offcn Education Technology Co Ltd 548,407 15,218,294 0.13%
Oppein Home Group Inc 102,183 11,843,010 0.10%
SAIC Motor Corp Ltd 2,833,159 48,135,371 0.40%
Shanghai Yuyuan Tourist Mart Group Co Ltd 1,259,023 11,154,944 0.09%
Shenzhen Overseas Chinese Town Co Ltd 3,314,888 20,088,221 0.17%
Songcheng Performance Development Co Ltd 1,268,201 21,939,877 0.18%
Suning.com Co Ltd 3,010,252 26,399,910 0.22%
TCL Technology Group Corp 10,938,453 67,818,409 0.56%
Zhejiang Supor Co Ltd 132,801 9,428,871 0.08%
10
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Consumer Staples
Anhui Gujing Distillery Co Ltd 93,302 14,017,692 0.12%
Beijing Shunxin Agriculture Co Ltd 419,600 23,908,808 0.20%
Foshan Haitian Flavouring & Food Co Ltd 785,714 97,742,822 0.81%
Guangdong Haid Group Co Ltd 638,487 30,385,596 0.25%
Hebei Yangyuan Zhihui Beverage Co Ltd 409,048 8,794,532 0.07%
Henan Shuanghui Investment & Development Co Ltd 804,759 37,091,342 0.31%
Inner Mongolia Yili Industrial Group Co Ltd 4,903,044 152,631,760 1.26%
Jiangsu King's Luck Brewery JSC Ltd 507,200 20,181,488 0.17%
Jiangsu Yanghe Brewery Joint-Stock Co Ltd 487,537 51,259,640 0.42%
Jiangxi Zhengbang Technology Co Ltd 1,011,500 17,681,020 0.15%
Kweichow Moutai Co Ltd 406,093 594,065,328 4.90%
Luzhou Laojiao Co Ltd 591,957 53,939,122 0.45%
Muyuan Foodstuff Co Ltd 1,211,495 99,342,590 0.82%
New Hope Liuhe Co Ltd 1,703,938 50,777,352 0.42%
Shanxi Xinghuacun Fen Wine Factory Co Ltd 211,222 30,627,190 0.25%
Tongwei Co Ltd 2,079,536 36,142,336 0.30%
Wens Foodstuffs Group Co Ltd 3,606,379 78,619,062 0.65%
Wuliangye Yibin Co Ltd 1,568,604 268,419,516 2.22%
Yonghui Superstores Co Ltd 3,094,140 29,023,033 0.24%
Energy
China Coal Energy Co Ltd 1,479,670 5,622,746 0.05%
China Oilfield Services Ltd 475,097 6,242,775 0.05%
China Petroleum & Chemical Corp 10,806,627 42,253,912 0.35%
China Shenhua Energy Co Ltd 2,665,881 38,282,051 0.32%
CNOOC Energy Technology & Services Ltd 1,642,900 3,827,957 0.03%
Offshore Oil Engineering Co Ltd 1,786,732 8,129,631 0.07%
PetroChina Co Ltd 7,849,569 32,889,694 0.27%
Shaanxi Coal Industry Co Ltd 3,233,181 23,311,235 0.19%
Shanxi Meijin Energy Co Ltd 993,842 6,221,451 0.05%
Yanzhou Coal Mining Co Ltd 717,880 6,288,629 0.05%
11
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Financials
Agricultural Bank of China Ltd 23,220,789 78,486,267 0.65%
Avic Capital Co Ltd 4,349,620 17,224,495 0.14%
Bank of Beijing Co Ltd 11,959,845 58,603,241 0.48%
Bank of Changsha Co Ltd 829,990 6,590,121 0.05%
Bank of Chengdu Co Ltd 1,755,399 13,972,976 0.12%
Bank of China Ltd 17,040,063 59,299,419 0.49%
Bank of Communications Co Ltd 22,208,643 113,930,339 0.94%
Bank of Guiyang Co Ltd 1,821,007 13,038,410 0.11%
Bank of Hangzhou Co Ltd 1,917,250 17,101,870 0.14%
Bank of Jiangsu Co Ltd 7,464,898 42,325,972 0.35%
Bank of Nanjing Co Ltd 4,852,982 35,572,358 0.29%
Bank of Ningbo Co Ltd 2,428,239 63,789,839 0.53%
Bank of Shanghai Co Ltd 8,038,023 66,715,591 0.55%
Bank of Xi'an Co Ltd 1,077,895 5,669,728 0.05%
Caitong Securities Co Ltd 2,030,843 20,816,141 0.17%
Changjiang Securities Co Ltd 3,132,052 21,110,030 0.17%
China CITIC Bank Corp Ltd 2,473,482 12,738,432 0.11%
China Construction Bank Corp 5,428,389 34,253,135 0.28%
China Everbright Bank Co Ltd 12,868,542 46,069,380 0.38%
China Galaxy Securities Co Ltd 1,038,729 11,914,222 0.10%
China Great Wall Securities Co Ltd 752,610 9,272,155 0.08%
China Life Insurance Co Ltd 1,346,369 36,634,700 0.30%
China Merchants Bank Co Ltd 8,337,278 281,133,014 2.32%
China Merchants Securities Co Ltd 2,311,244 50,731,806 0.42%
China Minsheng Banking Corp Ltd 17,198,712 97,516,697 0.81%
China Pacific Insurance Group Co Ltd 2,540,480 69,228,080 0.57%
China Zheshang Bank Co Ltd 1,760,000 6,934,400 0.06%
Chinalin Securities Co Ltd 218,144 3,012,569 0.02%
Chongqing Rural Commercial Bank Co Ltd 929,300 4,386,296 0.04%
CITIC Securities Co Ltd 6,885,640 166,012,780 1.37%
CSC Financial Co Ltd 412,814 16,256,615 0.13%
Dongxing Securities Co Ltd 1,114,740 12,150,666 0.10%
East Money Information Co Ltd 5,210,927 105,260,725 0.87%
Everbright Securities Co Ltd 1,578,730 25,354,404 0.21%
Founder Securities Co Ltd 3,327,303 23,557,305 0.19%
GF Securities Co Ltd 2,392,493 33,782,001 0.28%
Guosen Securities Co Ltd 1,991,963 22,509,182 0.19%
Guotai Junan Securities Co Ltd 3,645,060 62,913,736 0.52%
12
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Financials (continued)
Guoyuan Securities Co Ltd 1,628,711 13,681,172 0.11%
Haitong Securities Co Ltd 6,537,526 82,242,077 0.68%
Hithink RoyalFlush Information Network Co Ltd 173,849 23,135,825 0.19%
Hongta Securities Co Ltd 323,240 6,270,856 0.05%
Huatai Securities Co Ltd 4,757,663 89,444,064 0.74%
Huaxia Bank Co Ltd 4,978,555 30,468,757 0.25%
Hubei Biocause Pharmaceutical Co Ltd 1,593,922 8,304,334 0.07%
Industrial & Commercial Bank of China Ltd 28,334,268 141,104,655 1.17%
Industrial Bank Co Ltd 10,075,050 158,984,289 1.31%
Industrial Securities Co Ltd 3,789,061 25,955,068 0.21%
Minmetals Capital Co Ltd 1,818,093 12,835,737 0.11%
New China Life Insurance Co Ltd 674,519 29,867,701 0.25%
Orient Securities Co Ltd/China 2,893,617 27,460,425 0.23%
People's Insurance Co Group of China Ltd/The 1,721,500 11,086,460 0.09%
Ping An Bank Co Ltd 7,839,660 100,347,648 0.83%
Ping An Insurance Group Co of China Ltd 8,755,981 625,177,043 5.16%
Postal Savings Bank of China Co Ltd 2,166,700 9,901,819 0.08%
Qingdao Rural Commercial Bank Corp 2,241,628 9,930,412 0.08%
SDIC Capital Co Ltd 1,366,596 17,396,767 0.14%
Shanghai Pudong Development Bank Co Ltd 9,490,126 100,405,533 0.83%
Shenwan Hongyuan Group Co Ltd 7,283,004 36,779,170 0.30%
Sinolink Securities Co Ltd 1,955,450 22,311,684 0.18%
SooChow Securities Co Ltd 2,509,238 20,475,382 0.17%
Southwest Securities Co Ltd 2,278,289 10,457,347 0.09%
Tianfeng Securities Co Ltd 2,694,040 16,325,882 0.13%
Western Securities Co Ltd 1,415,481 11,550,325 0.10%
Zheshang Securities Co Ltd 1,077,900 10,681,989 0.09%
Health Care
Aier Eye Hospital Group Co Ltd 1,627,804 70,728,084 0.58%
Autobio Diagnostics Co Ltd 104,665 17,001,783 0.14%
Beijing Tongrentang Co Ltd 443,173 12,018,852 0.10%
Changchun High & New Technology Industry Group Inc 228,868 99,626,240 0.82%
Chengdu Kanghong Pharmaceutical Group Co Ltd 212,228 10,526,509 0.09%
13
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Health Care (continued)
Chongqing Zhifei Biological Products Co Ltd 517,474 51,825,021 0.43%
Guangzhou Baiyunshan Pharmaceutical Holdings Co Ltd 454,319 14,688,133 0.12%
Hangzhou Tigermed Consulting Co Ltd 423,914 43,188,358 0.36%
Huadong Medicine Co Ltd 707,388 17,896,916 0.15%
Hualan Biological Engineering Inc 884,896 44,342,139 0.37%
Jiangsu Hengrui Medicine Co Ltd 3,002,677 277,147,087 2.29%
Jointown Pharmaceutical Group Co Ltd 606,995 11,302,247 0.09%
Lepu Medical Technology Beijing Co Ltd 1,007,875 36,807,595 0.30%
Meinian Onehealth Healthcare Holdings Co Ltd 2,218,102 31,962,850 0.26%
Shanghai Fosun Pharmaceutical Group Co Ltd 975,181 33,009,877 0.27%
Shanghai Pharmaceuticals Holding Co Ltd 932,689 17,142,824 0.14%
Shanghai RAAS Blood Products Co Ltd 1,634,838 13,830,729 0.11%
Shenzhen Kangtai Biological Products Co Ltd 271,500 44,026,440 0.36%
Sichuan Kelun Pharmaceutical Co Ltd 814,482 17,104,122 0.14%
Tonghua Dongbao Pharmaceutical Co Ltd 1,150,859 20,059,472 0.17%
Walvax Biotechnology Co Ltd 1,242,899 65,078,192 0.54%
WuXi AppTec Co Ltd 837,514 80,903,852 0.67%
Yunnan Baiyao Group Co Ltd 412,910 38,735,087 0.32%
Zhangzhou Pientzehuang Pharmaceutical Co Ltd 243,704 41,490,606 0.34%
Zhejiang NHU Co Ltd 1,041,865 30,318,272 0.25%
Industrials
AECC Aviation Power Co Ltd 727,480 17,081,230 0.14%
Air China Ltd 2,415,796 15,968,412 0.13%
AVIC Aircraft Co Ltd 1,119,006 19,851,166 0.16%
AVIC Shenyang Aircraft Co Ltd 339,714 11,149,413 0.09%
AVICOPTER PLC 238,113 9,779,301 0.08%
Beijing New Building Materials PLC 683,026 14,568,945 0.12%
Beijing-Shanghai High Speed Railway Co Ltd 2,381,700 14,837,991 0.12%
China Avionics Systems Co Ltd 426,561 5,681,793 0.05%
China Communications Construction Co Ltd 2,848,570 20,908,504 0.17%
China Eastern Airlines Corp Ltd 3,622,010 15,284,882 0.13%
China Gezhouba Group Co Ltd 2,232,826 13,285,315 0.11%
China National Chemical Engineering Co Ltd 1,993,367 10,923,651 0.09%
China Railway Construction Corp Ltd 3,722,619 31,195,547 0.26%
China Railway Group Ltd 6,580,440 33,033,809 0.27%
China Shipbuilding Industry Co Ltd 7,372,490 29,489,960 0.24%
China Southern Airlines Co Ltd 3,472,620 17,953,445 0.15%
14
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Industrials (continued)
China Spacesat Co Ltd 478,179 14,742,259 0.12%
China State Construction Engineering Corp Ltd 16,963,697 80,916,835 0.67%
COSCO SHIPPING Holdings Co Ltd 3,915,083 13,585,338 0.11%
CRRC Corp Ltd 9,835,440 54,783,401 0.45%
Daqin Railway Co Ltd 4,806,997 33,841,259 0.28%
Eve Energy Co Ltd 743,791 35,590,399 0.29%
Fangda Carbon New Material Co Ltd 1,845,965 11,592,660 0.10%
Guangzhou Baiyun International Airport Co Ltd 836,146 12,742,865 0.11%
Hainan Airlines Holding Co Ltd 9,296,430 13,944,645 0.12%
Han's Laser Technology Industry Group Co Ltd 690,192 24,812,402 0.20%
Jiangsu Hengli Hydraulic Co Ltd 213,800 17,146,760 0.14%
Jiangsu Zhongtian Technology Co Ltd 1,983,056 22,705,991 0.19%
Metallurgical Corp of China Ltd 5,771,370 14,486,139 0.12%
NARI Technology Co Ltd 1,868,042 37,827,850 0.31%
Ningbo Zhoushan Port Co Ltd 3,193,838 11,402,002 0.09%
Power Construction Corp of China Ltd 6,182,787 21,392,443 0.18%
Qingdao Port International Co Ltd 566,600 3,218,288 0.03%
Sany Heavy Industry Co Ltd 4,772,804 89,537,803 0.74%
SF Holding Co Ltd 1,070,560 58,559,632 0.48%
Shanghai Construction Group Co Ltd 3,591,745 11,026,657 0.09%
Shanghai Electric Group Co Ltd 2,956,917 14,902,862 0.12%
Shanghai International Airport Co Ltd 778,744 56,124,080 0.46%
Shanghai International Port Group Co Ltd 2,809,829 11,801,282 0.10%
Shanghai M&G Stationery Inc 300,142 16,387,753 0.14%
Shenzhen Inovance Technology Co Ltd 843,317 32,037,613 0.26%
Spring Airlines Co Ltd 296,634 10,453,382 0.09%
STO Express Co Ltd 495,196 8,126,166 0.07%
TBEA Co Ltd 2,998,700 20,301,199 0.17%
Weichai Power Co Ltd 3,874,284 53,155,176 0.44%
XCMG Construction Machinery Co Ltd 3,799,289 22,453,798 0.19%
Xinjiang Goldwind Science & Technology Co Ltd 2,232,035 22,253,389 0.18%
YTO Express Group Co Ltd 1,022,902 14,893,453 0.12%
Yunda Holding Co Ltd 937,356 22,918,354 0.19%
Zhejiang Chint Electrics Co Ltd 869,189 22,903,130 0.19%
Zhejiang Sanhua Intelligent Controls Co Ltd 1,451,892 31,796,435 0.26%
Zhengzhou Yutong Bus Co Ltd 1,073,946 13,102,141 0.11%
Zoomlion Heavy Industry Science and Technology Co Ltd 4,190,285 26,943,533 0.22%
15
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Information Technology
360 Security Technology Inc 819,910 15,012,552 0.12%
Aisino Corp 903,468 14,672,320 0.12%
Avary Holding Shenzhen Co Ltd 205,458 10,285,227 0.08%
AVIC Jonhon Optronic Technology Co Ltd 444,709 18,237,516 0.15%
Beijing Shiji Information Technology Co Ltd 258,683 10,096,397 0.08%
BOE Technology Group Co Ltd 21,898,761 102,267,214 0.84%
Chaozhou Three-Circle Group Co Ltd 842,595 23,339,881 0.19%
China Greatwall Technology Group Co Ltd 1,420,381 18,749,029 0.15%
Dawning Information Industry Co Ltd 841,674 32,320,282 0.27%
Fiberhome Telecommunication Technologies Co Ltd 567,896 16,417,873 0.14%
Foxconn Industrial Internet Co Ltd 1,606,087 24,332,218 0.20%
Gigadevice Semiconductor Beijing Inc 266,085 62,772,112 0.52%
Glodon Co Ltd 731,067 50,955,370 0.42%
GoerTek Inc 1,836,332 53,914,708 0.45%
Guangzhou Shiyuan Electronic Technology Co Ltd 211,918 21,090,079 0.17%
Hangzhou Hikvision Digital Technology Co Ltd 3,021,433 91,700,492 0.76%
Hengtong Optic-electric Co Ltd 1,104,943 18,132,115 0.15%
Hundsun Technologies Inc 675,366 72,736,918 0.60%
Iflytek Co Ltd 1,243,877 46,558,316 0.38%
Inspur Electronic Information Industry Co Ltd 815,123 31,936,519 0.26%
Lens Technology Co Ltd 1,063,318 29,815,437 0.25%
LONGi Green Energy Technology Co Ltd 2,134,103 86,922,015 0.72%
Luxshare Precision Industry Co Ltd 3,386,504 173,896,980 1.44%
NAURA Technology Group Co Ltd 200,043 34,189,349 0.28%
OFILM Group Co Ltd 1,524,728 28,039,748 0.23%
Sanan Optoelectronics Co Ltd 1,977,683 49,442,075 0.41%
Shengyi Technology Co Ltd 919,969 26,927,493 0.22%
Shennan Circuits Co Ltd 115,369 19,326,615 0.16%
Shenzhen Goodix Technology Co Ltd 147,591 32,898,034 0.27%
Shenzhen Sunway Communication Co Ltd 626,200 33,201,124 0.27%
Tianjin Zhonghuan Semiconductor Co Ltd 1,575,698 35,390,177 0.29%
Unisplendour Corp Ltd 825,352 35,473,629 0.29%
Universal Scientific Industrial Shanghai Co Ltd 529,034 11,554,103 0.10%
Will Semiconductor Ltd 139,802 28,233,014 0.23%
Wingtech Technology Co Ltd 363,500 45,782,825 0.38%
WUS Printed Circuit Kunshan Co Ltd 975,800 24,375,484 0.20%
Yealink Network Technology Corp Ltd 217,900 14,873,854 0.12%
16
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Information Technology (continued)
Yonyou Network Technology Co Ltd 1,312,973 57,902,109 0.48%
Zhejiang Dahua Technology Co Ltd 1,456,771 27,984,571 0.23%
ZTE Corp 2,180,713 87,512,013 0.72%
Materials
Aluminum Corp of China Ltd 5,286,245 14,590,036 0.12%
Anhui Conch Cement Co Ltd 1,939,623 102,625,453 0.85%
Baiyin Nonferrous Group Co Ltd 1,197,500 3,053,625 0.03%
Baoshan Iron & Steel Co Ltd 7,200,787 32,835,589 0.27%
BBMG Corp 2,696,066 8,249,962 0.07%
Beijing Oriental Yuhong Waterproof Technology Co Ltd 888,426 36,096,748 0.30%
Bluestar Adisseo Co 238,261 2,911,549 0.02%
China Jushi Co Ltd 1,698,471 15,541,010 0.13%
China Molybdenum Co Ltd 5,708,460 20,950,048 0.17%
China Northern Rare Earth Group High-Tech Co Ltd 1,761,808 16,420,051 0.14%
Citic Pacific Special Steel Group Co Ltd 281,939 4,818,338 0.04%
Ganfeng Lithium Co Ltd 618,062 33,109,581 0.27%
Hengli Petrochemical Co Ltd 1,706,954 23,897,356 0.20%
Hengyi Petrochemical Co Ltd 1,487,987 13,585,321 0.11%
Hesteel Co Ltd 3,433,128 7,003,581 0.06%
Hoshine Silicon Industry Co Ltd 113,925 3,114,709 0.03%
Inner Mongolia BaoTou Steel Union Co Ltd 18,419,673 19,893,247 0.16%
Inner Mongolia Junzheng Energy & Chemical Industry Group Co Ltd 2,728,576 6,930,583 0.06%
Jiangxi Copper Co Ltd 838,482 11,285,968 0.09%
Lomon Billions Group Co Ltd 821,016 15,188,796 0.13%
Ningxia Baofeng Energy Group Co Ltd 652,400 5,493,208 0.05%
Rongsheng Petro Chemical Co Ltd 1,525,519 18,763,884 0.15%
Shandong Gold Mining Co Ltd 1,054,125 38,602,057 0.32%
Shandong Nanshan Aluminum Co Ltd 5,795,527 11,764,920 0.10%
Tianqi Lithium Corp 716,467 16,442,918 0.14%
Wanhua Chemical Group Co Ltd 1,269,129 63,443,759 0.52%
Zhejiang Huayou Cobalt Co Ltd 553,523 21,509,904 0.18%
Zhejiang Longsheng Group Co Ltd 2,103,728 26,906,681 0.22%
Zhongjin Gold Corp Ltd 1,501,131 13,720,337 0.11%
Zijin Mining Group Co Ltd 11,113,085 48,897,574 0.40%
17
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
INVESTMENT PORTFOLIO (Unaudited) (continued)
As at 30 June 2020
Holdings Market % of
Shares Value NAV
RMB
Financial assets at fair value through profit or loss (continued)
Listed securities (continued)
China (continued)
Real Estate
China Fortune Land Development Co Ltd 974,222 22,270,715 0.18%
China Merchants Shekou Industrial Zone Holdings Co Ltd 2,562,217 42,122,847 0.35%
China Vanke Co Ltd 5,502,011 143,822,568 1.19%
Gemdale Corp 1,821,131 24,949,495 0.21%
Greenland Holdings Corp Ltd 2,950,400 18,233,472 0.15%
Jiangsu Zhongnan Construction Group Co Ltd 1,499,395 13,344,616 0.11%
Jinke Properties Group Co Ltd 1,726,353 14,087,040 0.12%
Poly Developments and Holdings Group Co Ltd 5,787,280 85,535,998 0.71%
Red Star Macalline Group Corp Ltd 325,600 3,448,104 0.03%
RiseSun Real Estate Development Co Ltd 1,406,091 11,389,337 0.09%
Seazen Holdings Co Ltd 729,732 22,796,828 0.19%
Shanghai Lingang Holdings Corp Ltd 483,975 10,390,943 0.09%
Xinhu Zhongbao Co Ltd 3,475,804 10,357,896 0.09%
Yango Group Co Ltd 1,323,791 8,392,835 0.07%
Youngor Group Co Ltd 2,241,332 13,358,339 0.11%
Utilities
CGN Power Co Ltd 4,772,900 14,127,784 0.12%
China National Nuclear Power Co Ltd 5,032,831 20,584,279 0.17%
China Yangtze Power Co Ltd 7,116,520 134,786,889 1.11%
GD Power Development Co Ltd 9,530,652 17,631,706 0.15%
Huadian Power International Corp Ltd 2,633,864 9,007,815 0.07%
Huaneng Lancang River Hydropower Inc 1,451,300 5,500,427 0.05%
Huaneng Power International Inc 3,556,003 15,006,333 0.12%
SDIC Power Holdings Co Ltd 2,190,530 17,217,566 0.14%
Sichuan Chuantou Energy Co Ltd 1,067,106 9,892,073 0.08%
TOTAL INVESTMENTS, AT FAIR VALUE 11,970,935,957 98.86%
TOTAL INVESTMENTS, AT COST 10,264,508,672
18
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss
Listed securities
360 Security Technology Inc 511,710 576,600 - 268,400 819,910
AECC Aviation Power Co Ltd 1,125,580 171,200 - 569,300 727,480
Agricultural Bank of China Ltd 47,965,037 7,162,252 - 31,906,500 23,220,789
Aier Eye Hospital Group Co Ltd 1,559,983 519,638 323,383 775,200 1,627,804
Air China Ltd 3,751,496 572,900 - 1,908,600 2,415,796
Aisino Corp 1,398,468 214,000 - 709,000 903,468
Aluminum Corp of China Ltd 8,183,445 1,258,000 - 4,155,200 5,286,245
Angang Steel Co Ltd 3,022,504 414,300 - 3,436,804 -
Anhui Conch Cement Co Ltd 2,503,529 628,294 - 1,192,200 1,939,623
Anhui Gujing Distillery Co Ltd 154,220 88,282 - 149,200 93,302
Anxin Trust Co Ltd 2,743,163 188,100 - 2,931,263 -
Autobio Diagnostics Co Ltd - 107,865 - 3,200 104,665
Avary Holding Shenzhen Co Ltd 315,158 42,800 - 152,500 205,458
AVIC Aircraft Co Ltd 1,728,206 256,800 - 866,000 1,119,006
Avic Capital Co Ltd 6,745,220 1,031,500 - 3,427,100 4,349,620
AVIC Jonhon Optronic Technology Co
Ltd 661,189 85,520 - 302,000 444,709
AVIC Shenyang Aircraft Co Ltd 528,314 85,600 - 274,200 339,714
AVICOPTER PLC 362,113 42,800 - 166,800 238,113
BAIC BluePark New Energy Technology
Co Ltd 1,738,975 242,669 - 1,981,644 -
Baiyin Nonferrous Group Co Ltd 1,860,900 269,900 - 933,300 1,197,500
Bank of Beijing Co Ltd 18,531,469 2,826,676 - 9,398,300 11,959,845
Bank of Changsha Co Ltd 1,289,837 199,653 - 659,500 829,990
Bank of Chengdu Co Ltd 2,258,299 548,300 - 1,051,200 1,755,399
Bank of China Ltd 26,388,763 4,036,400 - 13,385,100 17,040,063
Bank of Communications Co Ltd 34,397,343 5,262,300 - 17,451,000 22,208,643
Bank of Guiyang Co Ltd 3,214,631 490,476 - 1,884,100 1,821,007
Bank of Hangzhou Co Ltd 2,564,050 673,400 - 1,320,200 1,917,250
Bank of Jiangsu Co Ltd 11,560,570 1,769,028 - 5,864,700 7,464,898
Bank of Nanjing Co Ltd 7,440,326 1,168,656 - 3,756,000 4,852,982
Bank of Ningbo Co Ltd 3,530,233 608,206 - 1,710,200 2,428,239
Bank of Shanghai Co Ltd 8,894,427 3,387,096 - 4,243,500 8,038,023
Bank of Xi'an Co Ltd 610,727 741,968 - 274,800 1,077,895
Baoshan Iron & Steel Co Ltd 11,159,053 1,707,034 - 5,665,300 7,200,787
BBMG Corp 4,176,000 648,166 - 2,128,100 2,696,066
Beijing New Building Materials PLC 1,061,562 177,164 - 555,700 683,026
Beijing Oriental Yuhong Waterproof
Technology Co Ltd 1,117,142 304,084 - 532,800 888,426
Beijing Originwater Technology Co Ltd 2,380,404 330,596 - 2,711,000 -
19
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Beijing Shiji Information Technology Co
Ltd 391,892 42,800 - 176,009 258,683
Beijing Shunxin Agriculture Co Ltd - 426,000 - 6,400 419,600
Beijing Tongrentang Co Ltd 677,973 119,500 - 354,300 443,173
Beijing-Shanghai High Speed Railway Co
Ltd - 2,423,300 - 41,600 2,381,700
Bluestar Adisseo Co 362,400 54,161 - 178,300 238,261
BOE Technology Group Co Ltd 29,670,761 6,351,500 - 14,123,500 21,898,761
Bohai Leasing Co Ltd 2,318,447 321,300 - 2,639,747 -
BYD Co Ltd 1,133,234 171,156 - 571,500 732,890
Caitong Securities Co Ltd 3,141,843 475,400 - 1,586,400 2,030,843
CGN Power Co Ltd - 4,849,700 - 76,800 4,772,900
Changchun High & New Technology
Industry Group Inc 183,113 77,421 115,634 147,300 228,868
Changjiang Securities Co Ltd 4,842,974 739,478 - 2,450,400 3,132,052
Chaozhou Three-Circle Group Co Ltd 1,315,589 219,206 - 692,200 842,595
Chengdu Kanghong Pharmaceutical Group
Co Ltd 325,000 42,728 - 155,500 212,228
China Avionics Systems Co Ltd 656,161 98,500 - 328,100 426,561
China CITIC Bank Corp Ltd 3,841,182 586,000 - 1,953,700 2,473,482
China Coal Energy Co Ltd 2,307,670 348,100 - 1,176,100 1,479,670
China Communications Construction Co
Ltd 2,941,370 1,317,200 - 1,410,000 2,848,570
China Construction Bank Corp 8,416,089 1,283,800 - 4,271,500 5,428,389
China Eastern Airlines Corp Ltd 5,606,510 858,900 - 2,843,400 3,622,010
China Everbright Bank Co Ltd 19,944,142 3,038,700 - 10,114,300 12,868,542
China Film Co Ltd 933,489 142,190 - 472,100 603,579
China Fortune Land Development Co Ltd 1,510,563 216,059 - 752,400 974,222
China Galaxy Securities Co Ltd 1,618,229 253,100 - 832,600 1,038,729
China Gezhouba Group Co Ltd 3,470,626 522,400 - 1,760,200 2,232,826
China Grand Automotive Services Group
Co Ltd 4,087,190 1,123,100 - 1,935,900 3,274,390
China Great Wall Securities Co Ltd 417,100 496,010 - 160,500 752,610
China Greatwall Technology Group Co
Ltd - 1,445,981 - 25,600 1,420,381
China Jushi Co Ltd 2,640,592 401,579 - 1,343,700 1,698,471
China Life Insurance Co Ltd 2,087,629 340,340 - 1,081,600 1,346,369
China Merchants Bank Co Ltd 12,906,181 1,960,697 - 6,529,600 8,337,278
China Merchants Securities Co Ltd 3,582,663 552,581 - 1,824,000 2,311,244
China Merchants Shekou Industrial Zone
Holdings Co Ltd 3,954,316 599,001 - 1,991,100 2,562,217
China Minsheng Banking Corp Ltd 31,079,299 4,684,713 - 18,565,300 17,198,712
China Molybdenum Co Ltd 8,840,960 1,350,300 - 4,482,800 5,708,460
20
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
China National Chemical Engineering Co
Ltd 3,083,894 468,373 - 1,558,900 1,993,367
China National Nuclear Power Co Ltd 7,787,731 1,188,300 - 3,943,200 5,032,831
China Northern Rare Earth Group High-
Tech Co Ltd 2,733,008 424,200 - 1,395,400 1,761,808
China Oilfield Services Ltd 748,397 131,900 - 405,200 475,097
China Pacific Insurance Group Co Ltd 3,933,064 595,216 - 1,987,800 2,540,480
China Petroleum & Chemical Corp 16,766,047 2,557,480 - 8,516,900 10,806,627
China Railway Construction Corp Ltd 5,767,819 882,000 - 2,927,200 3,722,619
China Railway Group Ltd 10,201,040 1,547,100 - 5,167,700 6,580,440
China Satellite Communications Co Ltd 502,782 95,000 - 274,300 323,482
China Shenhua Energy Co Ltd 4,132,407 638,174 - 2,104,700 2,665,881
China Shipbuilding Industry Co Ltd 11,460,175 1,748,115 - 5,835,800 7,372,490
China Shipbuilding Industry Group Power
Co Ltd 847,668 128,400 - 452,000 524,068
China Southern Airlines Co Ltd 5,378,364 817,056 - 2,722,800 3,472,620
China Spacesat Co Ltd 747,379 140,800 - 410,000 478,179
China State Construction Engineering
Corp Ltd 26,282,737 4,013,060 - 13,332,100 16,963,697
China Tourism Group Duty Free Corp Ltd 1,214,930 171,200 - 597,100 789,030
China United Network Communications
Ltd 11,658,864 1,784,400 - 5,919,616 7,523,648
China Vanke Co Ltd 7,295,387 1,667,824 - 3,461,200 5,502,011
China Yangtze Power Co Ltd 11,013,166 1,684,254 - 5,580,900 7,116,520
China Zheshang Bank Co Ltd - 1,788,800 - 28,800 1,760,000
Chinalin Securities Co Ltd 333,444 42,800 - 158,100 218,144
Chongqing Changan Automobile Co Ltd 2,444,231 377,711 - 1,248,900 1,573,042
Chongqing Rural Commercial Bank Co
Ltd - 945,300 - 16,000 929,300
Chongqing Zhifei Biological Products Co
Ltd 597,494 196,580 - 276,600 517,474
Citic Pacific Special Steel Group Co Ltd - 288,339 - 6,400 281,939
CITIC Securities Co Ltd 9,849,489 2,154,551 - 5,118,400 6,885,640
CNOOC Energy Technology & Services
Ltd 2,512,000 407,400 - 1,276,500 1,642,900
COSCO SHIPPING Holdings Co Ltd 4,850,483 1,343,400 - 2,278,800 3,915,083
CRRC Corp Ltd 12,180,327 3,439,513 - 5,784,400 9,835,440
CSC Financial Co Ltd 556,978 117,836 - 262,000 412,814
Daqin Railway Co Ltd 7,449,797 1,142,000 - 3,784,800 4,806,997
Dawning Information Industry Co Ltd 792,405 231,588 221,381 403,700 841,674
Dong-E-E-Jiao Co Ltd 571,873 77,961 - 649,834 -
Dongxing Securities Co Ltd 1,723,000 256,740 - 865,000 1,114,740
East Money Information Co Ltd 6,723,173 1,038,700 945,754 3,496,700 5,210,927
Eve Energy Co Ltd - 756,591 - 12,800 743,791
21
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Everbright Securities Co Ltd 2,449,930 381,400 - 1,252,600 1,578,730
Fangda Carbon New Material Co Ltd 2,040,818 311,400 563,447 1,069,700 1,845,965
Fiberhome Telecommunication
Technologies Co Ltd 876,196 128,400 - 436,700 567,896
Focus Media Information Technology Co
Ltd 12,858,955 1,966,800 - 6,520,700 8,305,055
Foshan Haitian Flavouring & Food Co Ltd 1,021,656 190,256 144,502 570,700 785,714
Founder Securities Co Ltd 5,154,003 784,900 - 2,611,600 3,327,303
Foxconn Industrial Internet Co Ltd 2,233,987 420,100 - 1,048,000 1,606,087
Fuyao Glass Industry Group Co Ltd 1,749,871 256,800 - 873,300 1,133,371
Ganfeng Lithium Co Ltd 951,941 128,321 - 462,200 618,062
GD Power Development Co Ltd 14,762,452 2,272,400 - 7,504,200 9,530,652
Gemdale Corp 2,823,631 424,300 - 1,426,800 1,821,131
GF Securities Co Ltd 3,702,203 556,390 - 1,866,100 2,392,493
Giant Network Group Co Ltd 766,017 137,530 - 412,600 490,947
Gigadevice Semiconductor Beijing Inc 243,842 84,575 68,668 131,000 266,085
Glodon Co Ltd 845,996 285,171 - 400,100 731,067
GoerTek Inc 2,837,980 427,852 - 1,429,500 1,836,332
Great Wall Motor Co Ltd 1,512,822 246,900 - 777,400 982,322
Gree Electric Appliances Inc of Zhuhai 6,032,141 944,606 - 3,086,400 3,890,347
Greenland Holdings Corp Ltd 4,562,100 697,300 - 2,309,000 2,950,400
Guangdong Haid Group Co Ltd 998,924 173,763 - 534,200 638,487
Guangzhou Automobile Group Co Ltd 1,159,224 171,120 - 580,100 750,244
Guangzhou Baiyun International Airport
Co Ltd 1,302,646 205,000 - 671,500 836,146
Guangzhou Baiyunshan Pharmaceutical
Holdings Co Ltd 713,929 113,390 - 373,000 454,319
Guangzhou Shiyuan Electronic
Technology Co Ltd 103,475 263,843 - 155,400 211,918
Guosen Securities Co Ltd 3,079,363 470,800 - 1,558,200 1,991,963
Guotai Junan Securities Co Ltd 5,640,619 852,141 - 2,847,700 3,645,060
Guoyuan Securities Co Ltd 2,526,011 381,500 - 1,278,800 1,628,711
Haier Smart Home Co Ltd 4,622,285 709,992 - 2,272,800 3,059,477
Hainan Airlines Holding Co Ltd 14,412,330 2,174,400 - 7,290,300 9,296,430
Haitong Securities Co Ltd 10,134,983 1,537,043 - 5,134,500 6,537,526
Hangzhou Hikvision Digital Technology
Co Ltd 4,683,415 723,518 - 2,385,500 3,021,433
Hangzhou Robam Appliances Co Ltd 591,139 85,501 - 293,100 383,540
Hangzhou Tigermed Consulting Co Ltd 646,926 85,288 - 308,300 423,914
Han's Laser Technology Industry Group
Co Ltd 1,072,082 175,210 - 557,100 690,192
Hebei Yangyuan Zhihui Beverage Co Ltd 530,264 85,560 73,524 280,300 409,048
Henan Shuanghui Investment &
Development Co Ltd 1,253,071 190,188 - 638,500 804,759
22
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Hengli Petrochemical Co Ltd 2,638,713 389,641 - 1,321,400 1,706,954
Hengtong Optic-electric Co Ltd 1,668,343 256,800 - 820,200 1,104,943
Hengyi Petrochemical Co Ltd 1,421,660 440,123 300,604 674,400 1,487,987
Hesteel Co Ltd 5,315,028 804,900 - 2,686,800 3,433,128
Hithink RoyalFlush Information Network
Co Ltd 269,360 43,789 - 139,300 173,849
HLA Corp Ltd 1,662,928 253,000 - 847,700 1,068,228
Hongta Securities Co Ltd 502,340 95,100 - 274,200 323,240
Hoshine Silicon Industry Co Ltd 183,932 60,993 - 131,000 113,925
Huadian Power International Corp Ltd 4,086,264 610,300 - 2,062,700 2,633,864
Huadong Medicine Co Ltd 1,096,668 171,120 - 560,400 707,388
Hualan Biological Engineering Inc 1,058,296 181,237 229,863 584,500 884,896
Huaneng Lancang River Hydropower Inc 2,263,900 337,900 - 1,150,500 1,451,300
Huaneng Power International Inc 5,512,703 830,600 - 2,787,300 3,556,003
Huatai Securities Co Ltd 5,526,155 1,882,208 - 2,650,700 4,757,663
Huaxia Bank Co Ltd 7,696,084 1,181,471 - 3,899,000 4,978,555
Huayu Automotive Systems Co Ltd 1,971,429 299,600 - 996,700 1,274,329
Hubei Biocause Pharmaceutical Co Ltd 2,476,226 376,496 - 1,258,800 1,593,922
Hubei Jumpcan Pharmaceutical Co Ltd 417,299 84,000 - 501,299 -
Hundsun Technologies Inc 806,709 134,500 164,957 430,800 675,366
Iflytek Co Ltd 1,928,264 299,413 - 983,800 1,243,877
Industrial & Commercial Bank of China
Ltd 27,005,668 14,321,200 - 12,992,600 28,334,268
Industrial Bank Co Ltd 18,213,072 2,740,778 - 10,878,800 10,075,050
Industrial Securities Co Ltd 5,867,661 895,000 - 2,973,600 3,789,061
Inner Mongolia BaoTou Steel Union Co
Ltd 28,508,873 4,345,400 - 14,434,600 18,419,673
Inner Mongolia Junzheng Energy &
Chemical Industry Group Co Ltd 4,242,676 655,900 - 2,170,000 2,728,576
Inner Mongolia Yili Industrial Group Co
Ltd 7,630,818 1,151,526 - 3,879,300 4,903,044
Inspur Electronic Information Industry Co
Ltd - 827,923 - 12,800 815,123
Jiangsu Hengli Hydraulic Co Ltd - 217,000 - 3,200 213,800
Jiangsu Hengrui Medicine Co Ltd 3,877,085 606,343 543,149 2,023,900 3,002,677
Jiangsu King's Luck Brewery JSC Ltd - 516,800 - 9,600 507,200
Jiangsu Yanghe Brewery Joint-Stock Co
Ltd 760,693 144,144 - 417,300 487,537
Jiangsu Zhongnan Construction Group Co
Ltd 2,315,895 354,000 - 1,170,500 1,499,395
Jiangsu Zhongtian Technology Co Ltd 3,069,956 470,800 - 1,557,700 1,983,056
Jiangxi Copper Co Ltd 1,305,707 192,175 - 659,400 838,482
Jiangxi Zhengbang Technology Co Ltd - 1,027,500 - 16,000 1,011,500
23
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Jinke Properties Group Co Ltd 2,682,153 415,200 - 1,371,000 1,726,353
Jointown Pharmaceutical Group Co Ltd 715,075 264,620 - 372,700 606,995
Kweichow Moutai Co Ltd 623,315 95,178 - 312,400 406,093
Lens Technology Co Ltd 976,203 889,715 - 802,600 1,063,318
Lepu Medical Technology Beijing Co Ltd 1,342,232 320,643 - 655,000 1,007,875
Lomon Billions Group Co Ltd 1,267,916 213,600 - 660,500 821,016
LONGi Green Energy Technology Co Ltd 3,308,090 509,713 - 1,683,700 2,134,103
Luxshare Precision Industry Co Ltd 4,023,470 614,773 765,661 2,017,400 3,386,504
Luzhou Laojiao Co Ltd 910,549 128,108 - 446,700 591,957
Mango Excellent Media Co Ltd 660,009 205,282 - 289,800 575,491
Meinian Onehealth Healthcare Holdings
Co Ltd 3,429,658 513,444 - 1,725,000 2,218,102
Metallurgical Corp of China Ltd 8,918,170 1,353,700 - 4,500,500 5,771,370
Midea Group Co Ltd 6,084,846 960,607 - 3,085,000 3,960,453
Minmetals Capital Co Ltd 615,760 1,494,933 - 292,600 1,818,093
Muyuan Foodstuff Co Ltd 1,084,801 180,685 516,909 570,900 1,211,495
NARI Technology Co Ltd 2,883,442 432,500 - 1,447,900 1,868,042
NAURA Technology Group Co Ltd - 203,243 - 3,200 200,043
New China Life Insurance Co Ltd 1,049,519 179,000 - 554,000 674,519
New Hope Liuhe Co Ltd 2,635,747 387,991 - 1,319,800 1,703,938
Ningbo Zhoushan Port Co Ltd 4,952,038 744,000 - 2,502,200 3,193,838
Ningxia Baofeng Energy Group Co Ltd 1,013,300 156,500 - 517,400 652,400
Offcn Education Technology Co Ltd 844,707 128,400 - 424,700 548,407
Offshore Oil Engineering Co Ltd 2,769,832 419,400 - 1,402,500 1,786,732
OFILM Group Co Ltd 2,382,228 359,100 - 1,216,600 1,524,728
Oppein Home Group Inc 166,990 82,493 - 147,300 102,183
Orient Securities Co Ltd/China 4,479,467 681,050 - 2,266,900 2,893,617
Oriental Pearl Group Co Ltd 2,571,547 385,883 - 1,301,300 1,656,130
Pangang Group Vanadium Titanium &
Resources Co Ltd 5,372,100 775,700 - 6,147,800 -
People's Insurance Co Group of China
Ltd/The 1,337,600 1,013,600 - 629,700 1,721,500
Perfect World Co Ltd/China 641,561 167,997 - 287,000 522,558
PetroChina Co Ltd 12,145,731 1,866,138 - 6,162,300 7,849,569
Ping An Bank Co Ltd 12,151,363 1,855,197 - 6,166,900 7,839,660
Ping An Insurance Group Co of China Ltd 13,568,035 2,090,346 - 6,902,400 8,755,981
Poly Developments and Holdings Group
Co Ltd 8,958,546 1,365,634 - 4,536,900 5,787,280
Postal Savings Bank of China Co Ltd - 2,205,100 - 38,400 2,166,700
Power Construction Corp of China Ltd 9,570,887 1,469,100 - 4,857,200 6,182,787
Qingdao Port International Co Ltd 603,600 228,200 - 265,200 566,600
Qingdao Rural Commercial Bank Corp 767,100 1,826,728 - 352,200 2,241,628
Red Star Macalline Group Corp Ltd 508,100 85,600 - 268,100 325,600
24
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
RiseSun Real Estate Development Co Ltd 2,181,091 332,800 - 1,107,800 1,406,091
Rongsheng Petro Chemical Co Ltd 2,353,459 356,660 - 1,184,600 1,525,519
SAIC Motor Corp Ltd 4,392,759 681,000 - 2,240,600 2,833,159
Sanan Optoelectronics Co Ltd 3,063,283 467,000 - 1,552,600 1,977,683
Sany Heavy Industry Co Ltd 7,386,281 1,118,323 - 3,731,800 4,772,804
SDIC Capital Co Ltd 2,114,996 331,900 - 1,080,300 1,366,596
SDIC Power Holdings Co Ltd 4,243,130 632,700 - 2,685,300 2,190,530
Seazen Holdings Co Ltd 1,128,732 171,200 - 570,200 729,732
SF Holding Co Ltd 1,104,662 496,298 - 530,400 1,070,560
Shaanxi Coal Industry Co Ltd 5,008,804 766,577 - 2,542,200 3,233,181
Shandong Gold Mining Co Ltd 1,308,725 400,400 - 655,000 1,054,125
Shandong Nanshan Aluminum Co Ltd 9,002,860 1,369,967 - 4,577,300 5,795,527
Shanghai Construction Group Co Ltd 5,563,745 832,500 - 2,804,500 3,591,745
Shanghai Electric Group Co Ltd 4,570,917 691,900 - 2,305,900 2,956,917
Shanghai Fosun Pharmaceutical Group Co
Ltd 1,250,781 317,900 - 593,500 975,181
Shanghai International Airport Co Ltd 1,199,072 170,972 - 591,300 778,744
Shanghai International Port Group Co Ltd 5,798,729 852,200 - 3,841,100 2,809,829
Shanghai Lingang Holdings Corp Ltd 501,590 247,585 - 265,200 483,975
Shanghai Lujiazui Finance & Trade Zone
Development Co Ltd 1,102,621 155,852 - 1,258,473 -
Shanghai M&G Stationery Inc 465,728 101,114 - 266,700 300,142
Shanghai Pharmaceuticals Holding Co Ltd 1,440,389 213,500 - 721,200 932,689
Shanghai Pudong Development Bank Co
Ltd 14,704,217 2,242,609 - 7,456,700 9,490,126
Shanghai RAAS Blood Products Co Ltd 2,489,918 385,120 - 1,240,200 1,634,838
Shanghai Yuyuan Tourist Mart Group Co
Ltd 1,937,320 299,403 - 977,700 1,259,023
Shanxi Meijin Energy Co Ltd 1,531,700 235,742 - 773,600 993,842
Shanxi Xinghuacun Fen Wine Factory Co
Ltd 323,542 42,780 - 155,100 211,222
Shengyi Technology Co Ltd 1,416,569 214,000 - 710,600 919,969
Shennan Circuits Co Ltd 137,760 94,658 34,351 151,400 115,369
Shenwan Hongyuan Group Co Ltd 11,282,004 1,726,200 - 5,725,200 7,283,004
Shenzhen Goodix Technology Co Ltd 179,296 115,795 - 147,500 147,591
Shenzhen Inovance Technology Co Ltd 1,308,434 224,183 - 689,300 843,317
Shenzhen Kangtai Biological Products Co
Ltd - 274,700 - 3,200 271,500
Shenzhen Overseas Chinese Town Co Ltd 5,136,888 777,500 - 2,599,500 3,314,888
Shenzhen Salubris Pharmaceuticals Co Ltd 526,246 77,958 - 604,204 -
Shenzhen Sunway Communication Co Ltd 960,900 151,600 - 486,300 626,200
Siasun Robot & Automation Co Ltd 1,369,066 195,000 - 1,564,066 -
Sichuan Chuantou Energy Co Ltd 2,207,206 331,000 - 1,471,100 1,067,106
25
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Sichuan Kelun Pharmaceutical Co Ltd 1,083,893 254,589 - 524,000 814,482
Sinolink Securities Co Ltd 3,031,350 467,000 - 1,542,900 1,955,450
Songcheng Performance Development Co
Ltd 1,091,512 182,560 604,729 610,600 1,268,201
SooChow Securities Co Ltd 3,008,837 481,300 671,201 1,652,100 2,509,238
Southwest Securities Co Ltd 3,527,989 527,700 - 1,777,400 2,278,289
Spring Airlines Co Ltd 466,496 99,038 - 268,900 296,634
STO Express Co Ltd 375,296 273,300 - 153,400 495,196
Suning.com Co Ltd 4,667,252 708,300 - 2,365,300 3,010,252
Suzhou Gold Mantis Construction
Decoration Co Ltd 2,014,204 273,000 - 2,287,204 -
Tasly Pharmaceutical Group Co Ltd 1,134,444 156,000 - 1,290,444 -
TBEA Co Ltd 4,657,191 711,409 - 2,369,900 2,998,700
TCL Technology Group Corp 16,928,953 2,579,900 - 8,570,400 10,938,453
Tianfeng Securities Co Ltd 656,700 2,246,700 147,240 356,600 2,694,040
Tianjin Zhonghuan Semiconductor Co Ltd - 1,601,298 - 25,600 1,575,698
Tianqi Lithium Corp 1,115,187 171,080 - 569,800 716,467
Tonghua Dongbao Pharmaceutical Co Ltd 1,773,846 256,713 - 879,700 1,150,859
Tongling Nonferrous Metals Group Co Ltd 7,901,687 1,079,304 - 8,980,991 -
Tongwei Co Ltd 2,435,936 1,029,500 - 1,385,900 2,079,536
Transfar Zhilian Co Ltd 1,617,800 222,200 - 1,840,000 -
Tsinghua Tongfang Co Ltd 2,975,442 407,500 - 3,382,942 -
Tunghsu Optoelectronic Technology Co
Ltd 5,477,088 766,200 - 6,243,288 -
Unisplendour Corp Ltd 1,026,585 322,767 - 524,000 825,352
Universal Scientific Industrial Shanghai
Co Ltd - 538,634 - 9,600 529,034
Walvax Biotechnology Co Ltd 1,546,752 444,047 - 747,900 1,242,899
Wanda Film Holding Co Ltd 1,046,263 171,097 - 545,100 672,260
Wangsu Science & Technology Co Ltd 2,439,977 344,300 - 2,784,277 -
Wanhua Chemical Group Co Ltd 1,963,918 299,511 - 994,300 1,269,129
Weichai Power Co Ltd 5,995,384 925,800 - 3,046,900 3,874,284
Wens Foodstuffs Group Co Ltd 4,660,861 734,965 636,353 2,425,800 3,606,379
Western Securities Co Ltd 2,194,457 341,924 - 1,120,900 1,415,481
Will Semiconductor Ltd 219,898 57,104 - 137,200 139,802
Wingtech Technology Co Ltd - 369,900 - 6,400 363,500
Wuhu Sanqi Interactive Entertainment
Network Technology Group Co Ltd 1,327,463 351,708 - 655,000 1,024,171
Wuliangye Yibin Co Ltd 2,435,298 390,406 - 1,257,100 1,568,604
WUS Printed Circuit Kunshan Co Ltd - 991,800 - 16,000 975,800
WuXi AppTec Co Ltd 910,038 132,172 253,004 457,700 837,514
XCMG Construction Machinery Co Ltd 5,886,239 906,750 - 2,993,700 3,799,289
26
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
MOVEMENTS IN INVESTMENT PORTFOLIO (Unaudited) (continued)
For the period from 1 January 2020 to 30 June 2020
Holdings Holdings
as at as at
1 January Corporate 30 June
INVESTMENTS (continued) 2020 Additions Actions Disposals 2020
Financial assets at fair value through
profit or loss (continued)
Listed securities (continued)
Xiamen C & D Inc 1,766,729 239,300 - 2,006,029 -
Xinhu Zhongbao Co Ltd 5,379,304 810,500 - 2,714,000 3,475,804
Xinjiang Goldwind Science & Technology
Co Ltd 3,448,788 519,647 - 1,736,400 2,232,035
YanAn Bicon Pharmaceutical Listed Co 772,228 117,000 - 889,228 -
Yango Group Co Ltd 2,023,440 309,051 - 1,008,700 1,323,791
Yanzhou Coal Mining Co Ltd 1,111,780 171,200 - 565,100 717,880
Yealink Network Technology Corp Ltd - 221,100 - 3,200 217,900
Yonghui Superstores Co Ltd 4,788,840 723,800 - 2,418,500 3,094,140
Yonyou Network Technology Co Ltd 1,574,787 272,208 329,578 863,600 1,312,973
Youngor Group Co Ltd 4,398,332 661,000 - 2,818,000 2,241,332
YTO Express Group Co Ltd 700,800 732,202 - 410,100 1,022,902
Yunda Holding Co Ltd 833,816 332,975 172,365 401,800 937,356
Yunnan Baiyao Group Co Ltd 633,371 85,439 - 305,900 412,910
Zhangzhou Pientzehuang Pharmaceutical
Co Ltd 370,116 42,788 - 169,200 243,704
Zhejiang Century Huatong Group Co Ltd 2,985,303 469,000 - 1,440,840 2,013,463
Zhejiang Chint Electrics Co Ltd 1,348,715 213,774 - 693,300 869,189
Zhejiang Dahua Technology Co Ltd 2,256,890 342,281 - 1,142,400 1,456,771
Zhejiang Huayou Cobalt Co Ltd 811,822 163,601 - 421,900 553,523
Zhejiang Longsheng Group Co Ltd 3,264,385 509,743 - 1,670,400 2,103,728
Zhejiang NHU Co Ltd 1,618,213 252,952 - 829,300 1,041,865
Zhejiang Sanhua Intelligent Controls Co
Ltd 1,727,510 264,318 358,364 898,300 1,451,892
Zhejiang Supor Co Ltd 210,984 58,517 - 136,700 132,801
Zhejiang Zheneng Electric Power Co Ltd 5,121,597 698,400 - 5,819,997 -
Zhengzhou Yutong Bus Co Ltd 1,663,446 256,800 - 846,300 1,073,946
Zheshang Securities Co Ltd 1,669,200 256,800 - 848,100 1,077,900
Zhongjin Gold Corp Ltd 2,163,580 356,151 - 1,018,600 1,501,131
Zijin Mining Group Co Ltd 17,205,635 2,629,550 - 8,722,100 11,113,085
Zoomlion Heavy Industry Science and
Technology Co Ltd 6,488,235 989,050 - 3,287,000 4,190,285
ZTE Corp 2,984,666 661,147 - 1,465,100 2,180,713
27
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
PERFORMANCE RECORD (Unaudited)
For the period from 1 January 2020 to 30 June 2020
1. NET ASSET VALUE (calculated in accordance with the Sub-Fund’s Trust Deed)
Net assets
attributable to Net asset value
unitholders per unit
RMB RMB
As at:
30 June 2020 (Unaudited) 12,111,443,826 42.6534
31 December 2019 (Audited) 17,382,025,714 41.7586
31 December 2018 (Audited) 11,816,519,143 30.7122
31 December 2017 (Audited) 11,093,007,702 41.1309
2. HIGHEST ISSUE AND LOWEST REDEMPTION PRICES PER UNIT1
Highest Lowest
issue unit redemption unit
price price
RMB RMB
During the period/year ended:
30 June 2020 (Unaudited) 42.8389 35.9722
31 December 2019 (Audited) 41.7586 30.2426
31 December 2018 (Audited) 44.7342 30.5351
31 December 2017 (Audited) 43.1972 33.9102
31 December 2016 (Audited) 36.5111 29.1665
31 December 2015 (Audited) 53.7690 30.5877
31 December 2014 (Audited) 35.3314 21.0387
31 December 2013 (Audited) 27.1919 21.6261
31 December 20122 (Audited) 24.9664 21.1203
3. COMPARISON OF THE SCHEME PERFORMANCE AND THE ACTUAL INDEX
PERFORMANCE1
The table below illustrates the comparison between the Sub-Fund’s performance (Market-to-Market)
and that of the Index during the following period/year:
RMB counter of HKD counter of
The Index the Sub-Fund the Sub-Fund
(since 16 July (since 17 July (since 26 October
2012) 2012) 2012)
During the period/year ended:
30 June 2020 (Unaudited) 105.62% 77.42% 63.66%
31 December 2019 (Audited) 100.16% 71.69% 64.83%
31 December 2018 (Audited) 43.81% 27.89% 25.22%
31 December 2017 (Audited) 88.27% 70.04% 75.49%
31 December 2016 (Audited) 37.94% 39.88% 33.75%
31 December 2015 (Audited) 55.48% 57.44% 59.33%
31 December 2014 (Audited) 47.25% 41.94% 52.57%
31 December 2013 (Audited) -2.90% -4.96% 4.44%
31 December 20122 (Audited) 5.13% 4.13% 11.72%
1
Past performance figures shown are not indicative of the future performance of the Sub-Fund.
2
The financial period of the Sub-Fund extended from 11 July 2012 (date of inception) to 31 December 2012.
28
ChinaAMC CSI 300 Index ETF
(a sub-fund of ChinaAMC ETF Series)
DISTRIBUTION DISCLOSURE (Unaudited)
For the period from 1 January 2020 to 30 June 2020
Distribution Distribution per unit
RMB RMB
Distribution declared by the Manager on
27 July 2020 (paid on 31 July 2020) 112,062,000 0.38
25 July 2019 (paid on 31 July 2019) 142,330,500 0.39
The Manager may in its absolute discretion distribute income to unitholders at such time or times as it may
determine in each financial period or determine that no distribution shall be made in any financial period.
The amount to be distributed to unitholders, if any, will be derived from the net income of the Sub-Fund.
29
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